RIA · CRD 149117SEC-Registered

Updated:

Betterment

Betterment, led by CEO Sarah Levy, manages over $70B in client assets using automated investing, tax-loss harvesting, and diversified portfolios.

Betterment

Betterment Holdings Inc. is an SEC-registered investment adviser in New York, NY, since 2009. It manages $69.5 billion in assets, with $69.4 billion on a discretionary basis. The firm has 794 employees and 34 registered investment advisers.

General information

Firm type

RIA

Year founded

2010

AUM

$70B+ (per firm website, 2025)

Location

Region

North America

Country

United States

City

New York

Corporate office

New York, NY, United States

Principals

Sarah Levy

Chief Executive Officer

Mike Reust

President

Peter Lorimer

Chief Financial Officer

John Mileham

Chief Technology Officer

Boris Khentov

SVP, Investing & Capital Markets

Sector focus

FinTechPrivate Credit

Frequently asked questions

Who makes investment decisions at Betterment?

Betterment's portfolios are designed and managed by the firm's investing and capital markets team, led by SVP Boris Khentov. The CEO is Sarah Levy, who oversees strategy. Day-to-day portfolio adjustments are systematic, based on proprietary algorithms for rebalancing and tax-loss harvesting.

How does Betterment generate proprietary deal flow?

Betterment does not source proprietary private-market deals. It invests solely in publicly traded ETFs and bonds through its automated platform, using a curated set of portfolio strategies. It is not a venture or private-equity firm.

Is Betterment a brokerage or a robo-advisor?

Betterment operates as an RIA (registered investment advisor) and also provides brokerage services through Betterment Securities, a registered broker-dealer. Clients hold accounts that allow investing in ETFs, bonds, and cash products under Betterment's advisory model.

Does Betterment offer access to human advisors?

Yes, Betterment offers one-on-one financial planning and advice services for an additional fee, in addition to its core automated investing product. Clients can speak with advisors by phone or schedule a call.

What asset classes does Betterment invest in?

Betterment's portfolios include U.S. and international stocks, bonds, real estate (via REITs), commodities, and cash. It also offers thematic portfolios that tilt toward innovative technology, climate impact, and social impact, as well as a crypto ETF portfolio tracking Bitcoin and Ethereum.

How is Betterment structured relative to a family office?

Betterment is not a family office — it is a technology-driven RIA serving over one million retail clients. It is structured as a public-benefit-oriented corporation, not a private entity managing a single family's wealth.

What is Betterment's fee structure?

Betterment charges an annual advisory fee of 0.25% for its digital plan (automated investing) and 0.40% for its premium plan (includes unlimited access to financial advisors). No commission or management fees are charged on trades. The Cash Reserve account has no fees.

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