Broadstreet Financial Advisers

Yes, Broadstreet Financial Advisers LLC is registered with the U.S. Securities and Exchange Commission as a registered investment adviser. The firm's Form ADV filings outline its services, fee schedules, and disciplinary history, which are publicly accessible through the SEC's Investment Adviser Public Disclosure website. This registration subjects the firm to a fiduciary standard when serving retail clients.

According to its regulatory filings, the firm serves individuals, high-net-worth individuals, and pension or profit-sharing plans. Its services are structured around discretionary portfolio management, where investment decisions are made on behalf of clients without requiring pre-approval for each transaction.

Broadstreet typically charges fees based on a percentage of assets under management for its discretionary advisory work. The specific fee schedule is disclosed in the firm's Form ADV Part 2A brochure and can vary based on account size and service level. The firm may also offer financial planning services under separate fee arrangements.

No, the firm's regulatory filings indicate it does not sponsor or manage pooled investment vehicles such as hedge funds or private equity funds. Its services are delivered through separately managed accounts tailored to individual client investment policy statements.

As a standard RIA, the firm may face typical conflicts associated with advisory fee incentives—namely, the economic interest in gathering and retaining client assets. Any material conflicts must be disclosed in its Form ADV. The firm's fiduciary duty requires it to mitigate and disclose such conflicts, and its independence from broker-dealer affiliation limits typical product-pushing conflicts.