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Broadway Financial Management
BROADWAY FINANCIAL MANAGEMENT LLC is an SEC-registered investment adviser with $19 million in regulatory assets under management. The firm has 1 employee and 1...
Broadway Financial Management
BROADWAY FINANCIAL MANAGEMENT LLC is an SEC-registered investment adviser with $19 million in regulatory assets under management. The firm has 1 employee and 1 investment adviser. It operates with a single investment adviser.
General information
Firm type
Asset Manager
Year founded
1989
Location
Region
North America
Country
United States
City
New York
Corporate office
New York, NY, United States
Principals
William E. Simon Jr.
Founder & Chief Investment Officer
John S. O'Brien
President
Sector focus
Frequently asked questions
Does Broadway Financial Management participate in fund commitments or only direct deals?
Broadway both commits to external funds and makes direct co-investments. Its allocation includes fund-of-funds, direct private equity deals, and separately managed accounts. The exact split between these channels is not publicly disclosed.
What sectors does Broadway explicitly avoid?
The firm does not publicly disclose a list of avoided sectors. Based on its stated investment philosophy, it generally avoids speculative growth companies, early-stage technology, and high-turnover trading strategies. Its focus remains on traditional value-oriented sectors like industrials, energy, infrastructure, and financial services.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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