Asset ManagerRIA · CRD 151585SEC-Registered

Updated:

Bulldog Investors

Bulldog Investors is an SEC-registered investment adviser that seeks to minimize risk while producing equity-like returns for high-net-worth individuals and...

Bulldog Investors

Bulldog Investors is an SEC-registered investment adviser that seeks to minimize risk while producing equity-like returns for high-net-worth individuals and wealth managers. The firm employs an event-driven, opportunistic style of investing, including activist techniques, and offers separately managed accounts as well as management of closed-end funds. Its process aims to provide bond-like risk mitigation with equity-like returns by identifying undervalued investments and closing discounts.

General information

Firm type

Asset Manager

Year founded

2009

Location

Region

North America

Country

United States

City

Saddle Brook

Corporate office

Saddle Brook, NJ, United States

Principals

Phillip Goldstein

Managing Member / Principal / lead investment strategist

Andrew Dakos

Managing Member / Principal and Partner / Portfolio Manager

Rajeev Das

CFA, Portfolio Manager / Head of Trading / Principal

Thomas Antonucci

Director of Operations

Stephanie Darling

General Counsel, Chief Compliance Officer

Bill Demo

Operations Manager

Simon Clayton

Operations Associate

Sector focus

Hedge FundsPrivate CreditReal Estate

Frequently asked questions

What investment strategy does Bulldog Investors employ?

Bulldog focuses on activist investing in closed-end funds, REITs, and small-cap equities trading at discounts to net asset value. It seeks to unlock value through public campaigns, proxy fights, litigation, and engagement with fund boards.

Does Bulldog Investors invest in private markets or only public securities?

Bulldog primarily targets publicly traded securities, especially closed-end funds and real estate investment trusts (REITs), not private companies. Its strategy is rooted in public-market activism rather than private equity or venture capital.

How does Bulldog Investors source its investment ideas?

The firm identifies funds and equities trading at significant discounts to net asset value, often leveraging public filings and market data. It is known for taking positions in funds managed by large asset managers and then agitating for changes.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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