Asset ManagerRIA · CRD 151585SEC-Registered

Updated:

Bulldog Investors

Bulldog Investors is an SEC-registered investment adviser in Saddle Brook, NJ, established in 2009. The firm manages $561 million in assets. It employs 6...

Bulldog Investors

Bulldog Investors is an SEC-registered investment adviser in Saddle Brook, NJ, established in 2009. The firm manages $561 million in assets. It employs 6 people, including 3 investment advisers.

General information

Firm type

Asset Manager

Year founded

2009

Location

Region

North America

Country

United States

City

Saddle Brook

Corporate office

Saddle Brook, NJ, United States

Sector focus

Hedge FundsPrivate CreditReal Estate

Frequently asked questions

Who runs investment decisions at Bulldog Investors?

The firm was founded and long run by Phillip Goldstein, a well-known shareholder activist. Specific current leadership beyond Goldstein is not publicly disclosed.

What investment strategy does Bulldog Investors employ?

Bulldog focuses on activist investing in closed-end funds, REITs, and small-cap equities trading at discounts to net asset value. It seeks to unlock value through public campaigns, proxy fights, litigation, and engagement with fund boards.

Does Bulldog Investors invest in private markets or only public securities?

Bulldog primarily targets publicly traded securities, especially closed-end funds and real estate investment trusts (REITs), not private companies. Its strategy is rooted in public-market activism rather than private equity or venture capital.

How does Bulldog Investors source its investment ideas?

The firm identifies funds and equities trading at significant discounts to net asset value, often leveraging public filings and market data. It is known for taking positions in funds managed by large asset managers and then agitating for changes.

What is Bulldog Investors' known posture on co-investments?

Bulldog typically acts as a solo activist rather than coordinating investments with other firms, though shareholder coalitions have formed in certain proxy campaigns.

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