Asset Manager

Updated:

Callodine Group

Callodine Group is a asset manager based in Boston; the Altss profile covers its classification, headquarters, registration, AUM band, and key contacts for...

Callodine Group

Callodine Group targets attractively valued yield opportunities across the capital markets landscape through its asset management subsidiaries.

General information

Firm type

Asset Manager

Location

Region

North America

Country

United States

City

Boston

Corporate office

Boston, MA, United States

Additional offices

545 Boylston Street, 10th Floor, Boston, MA 02116 · 14 Lafayette Square, Suite 1405, Buffalo, NY 14203 · 3060 Peachtree Road, Suite 1120, Atlanta, GA 30305 · 100 N Pacific Coast Highway, Suite 2050, El Segundo, CA 90245 · 3421 N Via Oporto, Suite 201, Newport Beach, CA 92663 · 4849 Greenville Avenue, Suite 100, Dallas, TX 75201 · 2121 Ponce de Leon Boulevard, Suite 1280, Coral Gables, FL 33134

Principals

Founder and CEO

Founder and CEO

Sector focus

Private CreditPublic EquitiesReal EstateStructured Credit

Frequently asked questions

Who runs investment decisions at Callodine Group?

The firm's founder and CEO leads overall strategy, while each subsidiary maintains its own dedicated investment team. Callodine Capital Management is led by President & CEO Gene Martin (for credit) and Stephen Rainville as CFO & COO. Rand Capital Management is co-led by Daniel P. Penberthy and Scott Barfield. Thorofare Capital is managed by Kevin H. Miller (CEO) and Brendan W. Miller (CIO).

How does Callodine Group source proprietary deal flow?

Each subsidiary originates deals through its own network. Callodine Credit Management originates asset-based loans directly to middle-market companies in the U.S. and Western Europe. Thorofare Capital sources transitional commercial real estate loans nationally. Rand Capital Management focuses on lower-middle-market mezzanine and structured capital through borrower and senior lender relationships.

Is Callodine Group a single family office or a multi-strategy asset manager?

Callodine Group is structured as a multi-subsidiary asset management platform, not a family office. It manages yield-focused strategies across public equities, private credit, and real estate on behalf of institutional and individual investors. The firm's website does not reference a family office structure or a single family beneficiary.

Does Callodine Group invest in direct deals or only through fund commitments?

The firm primarily invests through its own managed vehicles: mutual funds, separately managed accounts, collective investment trusts, and direct lending platforms. Each subsidiary deploys capital directly in its respective asset class. The SPAC Callodine Acquisition Corp. was also formed to execute a direct business combination (per the firm).

What is Callodine Group's relationship with Rand Capital Corporation?

Rand Capital Management, a subsidiary of Callodine Group, serves as the external investment adviser to Rand Capital Corporation (NASDAQ: RAND), a publicly traded Business Development Company. The management team, including co-CEOs Daniel P. Penberthy and Scott Barfield, oversees the BDC's portfolio of mezzanine debt and structured capital investments.

Which investment stages does Callodine Group typically target?

The firm's subsidiaries cover a wide range: Callodine Capital Management targets liquid public equities including dividend-paying companies across diverse market caps. Callodine Credit Management focuses on middle-market asset-based loans. Rand Capital Management targets lower-middle-market mezzanine and structured capital. Thorofare Capital provides transitional commercial real estate debt.

Does Callodine Group have a SPAC vehicle?

Yes. Callodine Acquisition Corp. was formed as a Special Purpose Acquisition Company targeting a business combination in the alternative asset management sector, and was intended to list on NASDAQ. No further public activity regarding the SPAC has been disclosed since its formation announcement (per the firm).

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