Updated:
Castle Wealth Planning
Castle Wealth Planning is an SEC-registered investment adviser in Santa Barbara, CA, registered since 2015. The firm manages $236 million in assets, with $203...
Castle Wealth Planning
Castle Wealth Planning is an SEC-registered investment adviser in Santa Barbara, CA, registered since 2015. The firm manages $236 million in assets, with $203 million on a discretionary basis. It has 3 employees and 1 investment adviser.
General information
Firm type
Bank / Wealth / Trust
Year founded
2015
Location
Region
North America
Country
United States
City
Santa Barbara
Corporate office
Santa Barbara, CA, United States
Frequently asked questions
Is Castle Wealth Planning a fiduciary?
As a registered investment advisor, Castle Wealth Planning operates under the fiduciary standard, meaning it is legally required to place client interests first. This distinguishes it from broker-dealer models, which operate under a suitability standard. The firm's ADV filings and client agreements reflect this obligation.
What is the minimum asset threshold to become a Castle Wealth Planning client?
The firm has not publicly disclosed a formal minimum. Boutique RIAs in the Santa Barbara market often require between $500,000 and $1 million in investable assets, but the threshold can be flexible depending on the complexity of a household's planning needs and the potential for future asset growth.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
Need institutional-grade insight on registered investment advisers?
Altss delivers:
Prefer a guided tour?
We’ll walk you through: