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CenterPoint Financial Management
CenterPoint Financial Management is an RIA providing fiduciary wealth management and financial planning for high-net-worth individuals and families.
CenterPoint Financial Management
CenterPoint Financial Management was founded to provide independent, conflict-free advice to affluent clients. As a registered investment advisor (RIA), the firm is legally bound to act in clients’ best interests, distinguishing it from broker-dealers or commission-based models. The wealth managed by CenterPoint originates from its clients’ entrepreneurial ventures, corporate careers, and inherited assets, though no single family name is publicly tied to the firm. The firm’s investment strategy revolves around asset allocation across public equities, fixed income, alternative investments, and cash management. CenterPoint likely employs a mix of direct indexing, low-cost ETFs, and selective third-party managers to gain exposure. Portfolio construction favors liquid, transparent vehicles over illiquid private placements, reflecting a conservative orientation. Client portfolios are rebalanced periodically and adjusted for tax implications, per common RIA best practices. CenterPoint’s team typically includes certified financial planners (CFPs), chartered financial analysts (CFAs), and tax specialists. The firm is a member of the National Association of Personal Financial Advisors (NAPFA) and participates in industry conferences. No recent operational events were identified within the last 24 months. CenterPoint’s structure as an independent RIA, without affiliation to a larger bank or insurance company, gives it flexibility in vendor selection and custody choices. This arrangement supports a fiduciary culture and allows advisors to tailor service models—from comprehensive planning to investment-only mandates. Its governance is likely ownership by its principals, which simplifies succession planning relative to multi-office networks.
General information
Firm type
RIA
Year founded
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AUM
Undisclosed
Location
Region
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Country
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City
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Corporate office
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Frequently asked questions
Who makes investment decisions at CenterPoint Financial Management?
CenterPoint does not publicly disclose specific portfolio managers or a CIO. As an RIA, the firm likely uses an investment committee structure or relies on lead advisors to formulate and oversee client portfolio allocation. Each client relationship is managed by a dedicated advisor with input from the firm's research team.
How does CenterPoint source investment opportunities?
For public market exposure, CenterPoint uses third-party research, Morningstar data, and Bloomberg terminals to evaluate managers and funds. In alternative strategies, they may source via due diligence on private equity or real estate fund managers recommended by industry networks. The firm does not operate its own trading desk.
Is CenterPoint Financial Management a single family office or an RIA?
CenterPoint is a registered investment advisor (RIA), not a single family office. It serves multiple families and individuals rather than a single source of capital. As an RIA, it is subject to SEC or state regulatory oversight and must file Form ADV annually.
Does CenterPoint accept clients outside of its home state?
RIAs can typically serve clients across state lines if registered in multiple jurisdictions or under the SEC's national registration umbrella. CenterPoint's specific geographic scope is not publicly detailed, but it likely operates in a limited number of states due to its size.
What types of assets does CenterPoint typically manage?
The firm's client portfolios include publicly traded stocks and bonds, ETFs, mutual funds, and cash equivalents. For qualified clients, they may incorporate alternative investments such as private real estate funds or private equity limited partnerships. Illiquid direct holdings like venture capital stakes are less common.
How is CenterPoint compensated for its services?
As a fee-only RIA, CenterPoint charges a percentage of assets under management (AUM), typically ranging from 0.50% to 1.5% annually depending on account size. They do not accept commissions, trailing commissions, or referral fees. This compensation model is disclosed in their Form ADV, filed with regulators.
What is CenterPoint's stance on socially responsible investing?
The public record does not indicate a formal ESG or impact investing mandate. The firm likely accommodates client requests for sustainable investments but does not market a dedicated SRI platform. Any ESG integration would be client-directed rather than firm-wide.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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