Asset ManagerRIA · CRD 298441SEC-Registered

Updated:

CION Investment Management II, LLC

CION Investments provides everyday investors with access to premier, institutional style alternative investments through innovative fund structures.

CION Investment Management II, LLC

CION Investments provides everyday investors with access to premier, institutional style alternative investments through innovative fund structures. The firm specializes in alternative investments that until now have only been available to institutional investors, and focuses on innovating through structures, strategies, and partnerships. Its aim is to help investors achieve their investment goals with strategies that, because of their lower correlation to traditional investments, can help create a more diversified portfolio.

General information

Firm type

Asset Manager

Year founded

2016

AUM

~$2.1B (per SEC filings, 2023)

Location

Region

North America

Country

United States

City

New York

Corporate office

New York, NY, United States

Principals

Thomas G. Kennedy

Chief Executive Officer and Chief Investment Officer

Michael A. Reisner

Co-President

G. Michael Beller

Co-President

Sector focus

Private CreditReal EstateHealthcare ServicesEnergy Transition & Renewables

Frequently asked questions

Who runs investment decisions at CION Investment Management II?

CEO and CIO Thomas Kennedy leads the investment committee. He is joined by co-presidents Michael A. Reisner and G. Michael Beller, who oversee origination and portfolio management. All three are named in SEC filings and the firm's public offering documents (per SEC filings, 2023).

How does CION source its capital?

The firm raises capital through public offerings and private placements of its BDC's common stock and convertible notes. It does not manage a separate family pool of assets but aggregates institutional and accredited investor capital.

What sectors does CION invest in?

Based on its portfolio filings, CION lends to healthcare services, energy (including renewables), real estate, and general industrial middle-market companies. It avoids early-stage venture, startups, and pure equity positions.

Does CION participate in direct equity investments or only debt?

The firm primarily originates debt. However, its BDC can hold equity warrants or minority equity stakes as part of its loan structures, per its investment guidelines, but the core strategy remains senior secured and private credit.

How does CION's external management structure affect its governance?

CION Investment Management II earns fees based on assets under management and incentive income tied to portfolio returns. The BDC's board, composed of independent directors, oversees conflicts and fee approvals. This is typical for publicly traded BDCs, not family offices (per SEC filings).

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