Asset ManagerRIA · CRD 7059SEC-RegisteredPrivate Fund Adviser

Updated:

Citigroup Global Markets Inc.

CITIGROUP GLOBAL MARKETS INC. is an SEC-registered investment adviser in NEW YORK, NY, since 1964. The firm manages $56.0 billion in assets, with $35.0 billion...

Citigroup Global Markets Inc.

CITIGROUP GLOBAL MARKETS INC. is an SEC-registered investment adviser in NEW YORK, NY, since 1964. The firm manages $56.0 billion in assets, with $35.0 billion on a discretionary basis. It has 7036 employees and 4078 investment advisers.

General information

Firm type

Asset Manager

Location

Region

North America

Country

United States

City

New York

Corporate office

New York City, NY, United States

Sector focus

Capital MarketsInvestment BankingFixed IncomeEquities

Frequently asked questions

Who runs investment decisions at Citigroup Global Markets Inc.?

As a subsidiary of Citigroup Inc., investment and trading decisions are made by a global markets leadership team, including the global head of markets and regional heads. The firm does not disclose a single CIO or CEO separate from the parent company.

How does Citigroup Global Markets source proprietary deal flow?

The firm sources deal flow through its investment banking division, which underwrites and advises on public and private capital raises for corporate clients. It also generates flow from market-making and trading activities.

Is Citigroup Global Markets structured as a standalone firm or part of a larger bank?

It is a registered broker-dealer and wholly owned subsidiary of Citigroup Inc., a global systemically important bank. Its structure is integrated with Citigroup's institutional clients group and global markets division.

What asset classes does Citigroup Global Markets serve?

The firm operates in equities, fixed income, currencies, commodities, and derivatives. It also provides prime brokerage and futures clearing.

How is Citigroup Global Markets regulated?

It is registered with the US Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), and is subject to oversight by the Federal Reserve and Office of the Comptroller of the Currency as part of Citigroup.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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