COMMODITY CAPITAL MANAGEMENT

The firm is registered with the U.S. Commodity Futures Trading Commission (CFTC) as a Commodity Trading Advisor (CTA) and Commodity Pool Operator (CPO), and is a member of the National Futures Association (NFA), per public regulatory records. These registrations require adherence to specific disclosure, reporting, and conduct standards. No disciplinary actions appear on the firm's public NFA record.

As a CTA and CPO, the firm trades in exchange-traded futures, options on futures, and related derivatives. Asset classes typically include agricultural commodities, energy products, precious and base metals, foreign currencies, and interest-rate instruments. The firm's mandatory CFTC disclosure documents would detail its specific trading programs and market concentrations.

The firm's CTA registration permits it to manage separately managed accounts for qualified clients, while its CPO registration authorizes the operation of commodity pools — commingled investment vehicles focused on futures and derivatives. The exact mix of structures the firm currently offers is not publicly available beyond its regulatory designations.

A Commodity Trading Advisor (CTA) is an individual or firm registered with the CFTC that provides advice on the trading of futures, options on futures, and certain foreign-exchange contracts. CTAs can exercise discretionary trading authority over client accounts or offer systematic trading signals. They serve as one of the most established paths for accessing managed-futures strategies in a regulated framework.

Evaluating a CTA like COMMODITY CAPITAL MANAGEMENT involves reviewing their CFTC disclosure document, NFA BASIC record, and audited track record. Key due-diligence items include: length and composition of the track record, AUM changes over time, strategy correlation to traditional assets during stress periods, trade execution and counterparty risk management, and principal tenure. The firm's public NFA membership provides a baseline for this review.