Dan Hassey Investment Advisory

Based on its name and structure, the firm almost certainly operates as a state- or SEC-registered investment advisor (RIA), which is the standard regulatory designation for firms offering personalized portfolio management for a fee in the United States. Without a published ADV filing online, the exact registration status and any corresponding state regulator cannot be confirmed. Clients can verify active registration through the SEC's Investment Adviser Public Disclosure (IAPD) database.

The firm does not publicly disclose a minimum investment threshold. For independent RIAs of this profile, account minimums typically range from $500,000 to $2 million, though they can be higher or lower depending on the founder's target clientele and capacity. An inquiry directly with the firm would be necessary to confirm the current minimum.

There is no public evidence that the firm sources direct private equity, venture capital, or real estate deals. Its structure as an eponymous RIA points toward a focus on public-market securities and packaged investment products, which offer the liquidity and regulatory simplicity its clients likely prioritize. Any alternative exposure would more plausibly come through fund vehicles rather than direct co-investments.

Dan Hassey, as founder and named principal, is the presumed lead for all investment policy, asset allocation, and security selection decisions. An eponymous firm of this size rarely delegates investment discretion to an unnamed committee or external model provider. The absence of a published team reinforces that the investment function is entirely centered on the founder.

The firm does not publish its custody arrangement, but standard practice for an independent RIA is to use a third-party qualified custodian such as Charles Schwab, Fidelity, or Pershing. This separation of custody from advisory ensures client assets are held independently and can be verified directly through the custodian's statements.