Dominari Securities

Kyle Wool, as CEO, oversees the firm's investment banking and principal investing activities. Executive Chairman Anthony C. D'Acunto, who previously ran D'Acunto & Associates, provides strategic guidance on deal structuring and institutional relationships. The firm does not publicly name a separate CIO, suggesting investment decisions are made by the senior leadership team on a deal-by-deal basis.

Dominari Securities is a registered broker-dealer and FINRA member firm, not a family office. However, its parent company Dominari Holdings trades on NASDAQ, providing permanent public-company capital that allows the subsidiary to co-invest alongside its high-net-worth clients in direct private deals. This gives it a hybrid posture that resembles a merchant-banking model more than a traditional commission-based brokerage.

The firm sources through its principals' Wall Street networks and the operating-partner relationships it maintains on a transactional basis. Because Dominari operates as a broker-dealer rather than a blind-pool fund, much of its deal flow is opportunistic and structured, often originating from the firm's own corporate finance advisory mandates. Public filings indicate a preference for media, healthcare, and specialty finance situations where the firm can underwrite and syndicate alongside its own balance sheet.

Dominari's disclosed activities center on direct principal investments and co-investment placements for its client base, rather than fund-of-funds commitments. The firm has not publicly reported acting as a limited partner in third-party blind-pool funds. The model is closer to a deal-by-deal co-investment platform aligned around the firm's own capital and the clients it serves through its broker-dealer registration.

Dominari Securities is a wholly owned subsidiary of Dominari Holdings, a publicly traded company on NASDAQ that was formerly known as AIkido Pharma. The parent company shifted its business model from biotechnology investments into broader financial services, with the broker-dealer subsidiary serving as its primary operating entity. This public-company structure provides permanent capital for principal investments, a structural feature uncommon among independent broker-dealers.