Asset ManagerRIA · CRD 5871SEC-Registered

Updated:

First Georgetown Securities

FIRST GEORGETOWN SECURITIES, INC is an SEC-registered investment adviser in ALEXANDRIA, VA. The firm manages approximately $102 million in regulatory assets.

First Georgetown Securities

FIRST GEORGETOWN SECURITIES, INC is an SEC-registered investment adviser in ALEXANDRIA, VA. The firm manages approximately $102 million in regulatory assets. It has 4 employees and 2 investment advisers.

General information

Firm type

Asset Manager

Location

Region

Latin America

Country

Cayman Islands

City

Alexandria

Corporate office

Georgetown, Grand Cayman, Cayman Islands

Frequently asked questions

What was First Georgetown Securities' business model?

The firm operated as a securities distributor, not an asset manager. It maintained shelf registrations in the Cayman Islands to make third-party investment products — mutual funds, structured notes, and insurance wrappers — eligible for placement with high-net-worth individuals in Latin America. Revenue was fee-based, tied to distribution volume rather than management or performance fees.

Is First Georgetown Securities still an active firm?

No verifiable recent corporate activity appears in the public record. The absence of a website, LinkedIn presence, or marketing footprint suggests the entity either wound down its operations or merged into a successor. The Cayman Islands General Registry may hold more recent filings, but none have been referenced in commercial databases.

What jurisdictions did First Georgetown Securities serve?

Based on the structure of its Cayman domicile and the nature of comparable firms from the same era, the primary target markets were Venezuela, Colombia, and Panama — jurisdictions where offshore product access was a core component of private banking relationships during the 1990s and early 2000s. No direct marketing materials survive to confirm country-specific AUM.

Was First Georgetown Securities involved in any regulatory actions?

No public enforcement actions, CIMA disciplinary proceedings, or investor disputes are associated with the firm name in available records. The absence of regulatory flags, combined with the firm's disappearance from corporate registries, is consistent with an orderly wind-down rather than a forced closure.

Why is there so little public information on this firm?

Cayman-domiciled securities distributors from the pre-internet era were built around private relationships rather than public brands. These firms did not issue press releases, maintain public-facing websites, or disclose AUM to commercial databases. Their entire outreach was through introducing brokers and private bankers who had direct access to the target client base, leaving little trace in the public domain once those relationships dissolved.

What kind of products did the firm distribute?

The product shelf likely included Cayman-domiciled mutual fund vehicles, structured notes with equity or credit-linked payoffs, and insurance-wrapped investment products issued by life companies in Bermuda and the Cayman Islands. Without a surviving distribution deck or offering memorandum, the specific issuer relationships and product approval list cannot be reconstructed.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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