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Fossel Capital Management
Fossel Capital Management is a New York-based SEC-registered investment adviser running pooled vehicles and separate accounts with a no-performance-fee...
Fossel Capital Management
Fossel Capital Management was formed in New York and registered with the Securities and Exchange Commission as an investment adviser. Regulatory filings indicate the firm employs a lean team, with only a handful of advisory professionals overseeing its client accounts. The firm's ADV filings describe a manager that does not engage in solicitation arrangements, nor does it compensate any outside parties for client referrals, highlighting a self-contained business-development model. The strategy appears concentrated on managing private pooled investment vehicles, with regulatory disclosures indicating an emphasis on separately managed accounts for high-net-worth individuals in addition to its fund structures. Fossel does not charge performance-based fees, an unusual posture that removes the incentive for outsized risk-taking and instead points to a focus on compounding capital through asset selection and portfolio management. The firm's investment approach, while not detailed publicly, is administered from a single office in the greater New York area. Fossel's operational footprint remains intentionally limited. The firm lists fewer than five employees doing advisory business, and it does not maintain additional offices or affiliated entities. As of its most recent ADV filing, the manager reported no regulatory disciplinary events, no financial-industry affiliations that present material conflicts of interest, and no custody of client assets beyond standard pooled-vehicle administration. There is no evidence of a philanthropic vehicle, operating company, or co-investment club affiliated with the firm. What genuinely distinguishes Fossel Capital Management from the thousands of small SEC-registered advisers is its fee posture. By forgoing performance-based compensation, the firm operates in a narrow band of managers that explicitly decouple compensation from short-term benchmarks. This architecture theoretically supports a longer-horizon decision-making process that is rare even among boutique investment offices, making it a structural curiosity in the RIA and fund-manager landscape.
General information
Firm type
Asset Manager
Year founded
—
AUM
Undisclosed
Location
Region
North America
Country
United States
City
New York
Corporate office
New York, NY, United States
Frequently asked questions
Is Fossel Capital Management a family office or a traditional asset manager?
SEC filings classify Fossel as a registered investment adviser, not a family office, since it manages outside capital through pooled investment vehicles and separately managed accounts for high-net-worth individuals. The firm does not appear to operate under the single-family-office exemption defined in the Investment Advisers Act of 1940. This distinction means Fossel is subject to standard SEC examination and disclosure requirements.
What does Fossel charge, and does the firm take carried interest?
According to its regulatory ADV filings, Fossel does not charge performance-based fees or accept carried interest from any of its funds or accounts. The firm is compensated solely through asset-based management fees, which removes the asymmetry that typically encourages managers to pursue higher-volatility outcomes in pursuit of performance fees. For allocators, this signals a returns profile driven by asset selection rather than leverage or aggressive concentration.
How does Fossel source investment opportunities with such a small team?
Fossel's sourcing capabilities remain opaque in the public record, but the firm's ADV filings show it pays no placement fees or solicitation compensation to third parties. This implies relationships and direct sourcing — common among lean, principal-led New York managers who rely on long-established networks rather than formal business-development infrastructure. There is no disclosed data room or technology platform indicating scalable origination.
Does Fossel manage any separately managed accounts or just pooled vehicles?
Regulatory disclosures confirm Fossel advises both pooled investment vehicles and separately managed accounts for individual high-net-worth investors, giving the firm a dual structure. The managed-account component may offer clients a higher degree of customization and transparency relative to its commingled vehicles, though specific mandates have not been publicly disclosed.
Has Fossel Capital Management had any regulatory or disciplinary issues?
Public records show no regulatory infractions, disciplinary actions, or material conflicts-of-interest disclosures in Fossel's ADV filings. The firm also reports no custody of client assets outside standard administrative frameworks for pooled vehicles, which limits operational risk exposure. Allocators should still perform standard background checks through the SEC's IAPD database, given the limited third-party coverage of the firm.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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