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Frank Finances
Frank Finances is a New York-based wealth manager registered with the SEC as an investment advisor. The firm advises high-net-worth individuals, families,...
Frank Finances
Frank Finances is a New York-based wealth manager registered with the SEC as an investment advisor. The firm advises high-net-worth individuals, families, trusts, estates, business entities, and charitable organizations, combining financial planning with discretionary investment management. Its client base reflects the classic private-wealth archetype — multigenerational families and institutions seeking consolidated advisory relationships rather than transactional brokerage services. The firm's investment approach spans asset allocation, manager selection, and direct portfolio construction, with a stated focus on risk-adjusted returns tailored to individual client mandates. Asset classes under advisement likely include US and international equities, fixed income, private capital, and real assets, though specific allocations remain client-directed and undisclosed publicly. Frank Finances also provides educational seminars — a client-development and retention tactic common among advisors building multigenerational relationships. As a registered investment advisor, Frank Finances operates under fiduciary duty to its clients, a structural feature that differentiates it from broker-dealer models. The firm's scale and total regulatory assets under management are not publicly disclosed. Its service model targets clients who value integrated wealth counsel — an approach that typically extends to estate planning coordination, tax-aware portfolio design, and philanthropic structuring. Frank Finances sits within the fragmented landscape of independent RIAs — firms that compete on trust, longevity, and bespoke service rather than institutional brand recognition. Without a disclosed founder or investment team, the firm's operating model remains opaque, though its New York location places it within the densest wealth market in the United States. Its structural differentiator is the RIA fiduciary standard itself, which legally binds the firm to prioritize client interests in every investment decision.
General information
Firm type
Bank / Wealth / Trust
Year founded
2020
AUM
Undisclosed
Location
Region
North America
Country
United States
City
New York
Corporate office
New York, NY, United States
Frequently asked questions
Is Frank Finances a fiduciary?
As an SEC-registered investment advisor, Frank Finances is legally bound by a fiduciary duty to act in its clients' best interests. This means the firm must disclose conflicts of interest, seek best execution on trades, and avoid self-dealing in portfolio decisions. The fiduciary standard is the highest legal bar in financial services, surpassing the suitability standard that governs broker-dealers.
Who runs investment decisions at Frank Finances?
The firm has not publicly disclosed the identities of its portfolio managers or investment committee members. For a prospective client, understanding who sits on the investment committee and their track record is a standard due-diligence request. Boutique RIAs often centralize decision-making with one or two named principals, but Frank Finances' structure remains unpublicized.
What types of clients does Frank Finances serve?
Per its regulatory filings, Frank Finances serves high-net-worth individuals, business entities, trusts, estates, and charitable organizations. This mix indicates a firm structured for multigenerational wealth, where the advisor relationship extends across personal, operating, and philanthropic structures. The inclusion of trusts and estates signals emphasis on legacy planning and intergenerational transfer.
How does Frank Finances charge for its services?
As a registered investment advisor, Frank Finances likely charges a percentage of assets under management, fixed retainer fees, hourly consulting fees, or some combination. The specific fee schedule is disclosed in the firm's Form ADV Part 2A, which registered RIAs must provide to clients and prospective clients upon request. This document also details any conflicts of interest or disciplinary history.
What is Frank Finances' investment philosophy?
The firm has not published a detailed investment philosophy or strategy document publicly. For RIAs of this type, investment management typically involves strategic asset allocation, manager due diligence for fund commitments, and direct indexing or individual security selection. Educational seminars, which the firm offers, often serve as a window into its investing worldview — and can function as a soft marketing channel for attracting qualified clients.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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