RIA

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Godfrey Financial Associates

Godfrey Capital is a venture capital firm. It has made four investments, deploying $240 million in total capital. The firm focuses on Biotechnology and...

Godfrey Financial Associates

Godfrey Capital is a venture capital firm. It has made four investments, deploying $240 million in total capital. The firm focuses on Biotechnology and Information Technology sectors.

General information

Firm type

RIA

Year founded

1995

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Delmar

Corporate office

Delmar, NY, United States

Principals

Kathleen Godfrey

Founder & President

Tiffany Soricelli

Founder of Virtuoso Asset Management (merged)

Ruth Maresca

Financial Advisor

Tenicia T. Trask-Yeager

Financial Advisor

Sector focus

Financial Services

Frequently asked questions

Who runs investment decisions at Godfrey Financial Associates?

Kathleen Godfrey, founder and president, oversees the firm. The advisory team — including Ruth Maresca, Tenicia T. Trask-Yeager, and Tiffany Soricelli — manages client portfolios and financial plans. The firm operates as a fiduciary RIA, not a proprietary investment fund.

How does Godfrey Financial source proprietary deal flow?

Godfrey Financial is a financial planning RIA, not a direct investment firm. It does not source proprietary deal flow. Client portfolios are built using publicly traded securities and traditional investment management strategies.

Is Godfrey Financial structured as a single family office or does it operate more like a venture firm?

Neither. Godfrey Financial is an SEC-registered investment advisory (RIA) firm offering financial planning and investment management to retail clients. It does not manage a concentrated family fortune or run venture capital funds.

Does Godfrey Financial participate in fund commitments or only direct deals?

The firm does not participate in private fund commitments or direct private equity/venture deals. Its investment management services focus on traditional asset allocation using mutual funds, ETFs, and individual securities.

What investment stages does Godfrey Financial typically target?

Godfrey Financial does not target specific investment stages. It provides ongoing portfolio management and retirement planning for individual clients, not institutional stage-based investing.

Where does the underlying wealth managed by Godfrey Financial come from?

The wealth is client-generated — from personal savings, inheritances, retirement accounts, and employment income. The firm does not manage a single family's fortune; it serves a broad client base in the Albany region.

Does Godfrey Financial maintain philanthropic structures, and how are they separated?

The firm does not disclose any affiliated philanthropic foundation or charitable entity. Its operations are limited to fee-based financial planning and investment management for individual and trust clients.

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