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Guardian Wealth Advisors
David H. Batchelor launched Guardian Wealth Advisors in 2019 after a career in private wealth management at larger wirehouses. The Raleigh-based RIA operates...
Guardian Wealth Advisors
David H. Batchelor launched Guardian Wealth Advisors in 2019 after a career in private wealth management at larger wirehouses. The Raleigh-based RIA operates with a flat team structure, providing financial planning and discretionary portfolio management to a client base concentrated in North Carolina's Research Triangle and surrounding states. The firm constructs separate-account portfolios using individual equities and fixed-income securities rather than mutual funds or ETFs. This approach allows for tax-loss harvesting at the lot level and customization around concentrated stock positions. Core allocations span US large-cap equities, municipal bonds, and investment-grade corporates. The firm does not originate direct private investments or participate in venture-stage deal flow. Guardian Wealth Advisors maintains a single office in Raleigh and does not publicly disclose assets under management or total client count. The firm is registered with the SEC and state regulators. No adjacent vehicles — such as a philanthropic foundation, real-asset arm, or private-fund complex — are associated with the entity. As a pure advisory practice without proprietary products or capital-markets revenue, Guardian's structural posture eliminates the product-distribution incentives common in bank-affiliated and wirehouse wealth platforms. Batchelor's personal book of business and the firm's recurring fee-only model constitute the economic engine, with no disclosed plan for external succession or institutional capital.
General information
Firm type
Bank / Wealth / Trust
Year founded
2019
AUM
Undisclosed
Location
Region
North America
Country
United States
City
Raleigh
Corporate office
Raleigh, NC, United States
Principals
David H. Batchelor
Founder and Managing Partner
Frequently asked questions
Is Guardian Wealth Advisors a single-family office or a traditional wealth management firm?
Guardian Wealth Advisors is neither. It is a registered investment advisory firm serving multiple individual and institutional clients — not a single-family office managing one family's capital. The firm's structure is that of a traditional, fee-only RIA, which distinguishes it from both family offices and broker-dealer wealth management platforms that earn commissions on product sales.
Does Guardian Wealth Advisors offer access to private equity, venture capital, or hedge funds?
Based on the firm's separate-account equity and fixed-income methodology, Guardian Wealth Advisors does not appear to originate or intermediate private-market investments. Its core offering centers on publicly traded securities managed with a tax-aware overlay. Allocators seeking direct co-investment, VC, or private credit exposure would need to look elsewhere.
Who makes investment decisions at Guardian Wealth Advisors?
Founder and Managing Partner David H. Batchelor leads portfolio construction and investment policy. The firm operates with a flat team structure, meaning Batchelor himself is the central decision-maker on asset allocation and security selection, consistent with boutique RIAs where the founding principal personally manages client portfolios rather than delegating to a separate investment committee.
How does Guardian Wealth Advisors charge for its services?
As a fee-only RIA registered with the SEC, Guardian Wealth Advisors charges clients based on a percentage of assets under management or a fixed retainer. This structure eliminates commissions and product-sale incentives, aligning the firm's revenue with portfolio performance and client retention rather than transaction volume.
Does the firm have any known conflicts of interest or affiliations with larger financial institutions?
Guardian Wealth Advisors' independent RIA structure and reliance on separate-account portfolios using individual securities rather than proprietary funds or third-party products reduce the conflict-of-interest vectors typical of bank- or wirehouse-affiliated advisors. Its Form ADV filings would disclose any material affiliations, brokerage arrangements, or revenue-sharing agreements.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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