Asset ManagerRIA · CRD 339528SEC-RegisteredPrivate Fund Adviser

Updated:

Guggenheim Investments Loan Advisors, LLC

GUGGENHEIM INVESTMENTS LOAN ADVISORS, LLC is an SEC-registered investment adviser in STAMFORD, CT, registered since 2026. The firm manages approximately $155...

Guggenheim Investments Loan Advisors, LLC

GUGGENHEIM INVESTMENTS LOAN ADVISORS, LLC is an SEC-registered investment adviser in STAMFORD, CT, registered since 2026. The firm manages approximately $155 million in assets. It has 10 employees and 8 investment advisers.

General information

Firm type

Asset Manager

Location

Region

North America

Country

United States

Sector focus

Private Credit

Frequently asked questions

How does the firm source proprietary deal flow?

The firm sources loans primarily through the syndicated leveraged loan market via relationships with major investment banks and through direct origination with middle-market companies. It also leverages the broader Guggenheim network, including Guggenheim Securities' investment banking relationships, to access proprietary deal flow. The insurance arm's capital allows it to participate in loan tranches reserved for institutional investors (per industry reporting).

Does the firm participate in fund commitments or only direct deals?

The firm primarily manages CLO vehicles, which are structured funds that pool loans and issue tranches to investors. It also manages separate accounts for institutional clients. It does not operate a traditional commingled fund-of-funds structure, but instead offers direct exposure to credit portfolios (per corporate filings).

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

Need institutional-grade insight on registered investment advisers?

Altss delivers:

Principals with verified direct contactsAllocation history by asset classOSINT-derived deal signals
Book a demo

Prefer a guided tour?

We’ll walk you through:

Interactive funding timelinesCustom mandate & allocation filters
Book a demo

Browse by category

More Asset Manager profiles