Haley & Summers Wealth Management

The firm serves high-net-worth individuals, families, and corporate executives, with particular experience handling concentrated single-stock positions — a pressing need for entrepreneurs and executives whose net worth is tied up in one company's equity. The client base also includes retirees, trust entities, and multi-generational families requiring coordinated estate and tax planning across generations.

The firm is headquartered in Park City, Utah, and its client relationships extend across the Mountain West, West Coast, and select inland markets. The Intermountain West location reflects both the principals' personal ties to the region and the migration of technology and natural-resources wealth into Utah and neighboring states over the past two decades.

Concentrated-position management is a core competency. The firm employs strategies including covered calls, protective puts, exchange funds, and structured sales programs designed to diversify single-stock risk without triggering avoidable tax consequences. SEC Rule 10b5-1 trading plan implementation and coordination with corporate counsel are standard parts of the service set for executive clients.

Haley & Summers has not publicly disclosed a formal succession plan. As a partnership built around two named principals who have been the public face of the franchise since 2002, the succession question is a material due-diligence item for multi-generational clients. Regulatory filings show no disclosed succession or continuity agreement, which is not unusual for a boutique of this size but represents a structural consideration for clients planning multi-decade relationships.