Haley & Summers Wealth Management

Kip Haley and Bill Summers are the founding principals and serve as both financial advisors and portfolio managers. Their public regulatory records show continuous registration as investment adviser representatives since the firm's 2002 launch, with no disclosed disciplinary history. Both hold Series 65 licenses and maintain Certified Financial Planner or Chartered Financial Consultant designations, consistent with a planning-heavy advisory model.

Haley & Summers operates as a registered investment adviser (RIA) and charges asset-based advisory fees rather than commissions. This fiduciary structure obligates the firm to place client interests first in portfolio decisions. The fee schedule is disclosed in the firm's Form ADV Part 2A and typically scales with account size, falling within the range standard for independent boutiques managing concentrated-wealth accounts.

The firm serves high-net-worth individuals, families, and corporate executives, with particular experience handling concentrated single-stock positions — a pressing need for entrepreneurs and executives whose net worth is tied up in one company's equity. The client base also includes retirees, trust entities, and multi-generational families requiring coordinated estate and tax planning across generations.

The firm constructs portfolios primarily through separately managed accounts holding public equities, fixed income, and fund-accessed alternative investments. It is not structured as a direct private-investment originator and does not market proprietary deal flow. For clients requiring private-market exposure, the principals typically facilitate access through third-party fund vehicles rather than direct co-investments or SPVs.

The firm is headquartered in Park City, Utah, and its client relationships extend across the Mountain West, West Coast, and select inland markets. The Intermountain West location reflects both the principals' personal ties to the region and the migration of technology and natural-resources wealth into Utah and neighboring states over the past two decades.

Concentrated-position management is a core competency. The firm employs strategies including covered calls, protective puts, exchange funds, and structured sales programs designed to diversify single-stock risk without triggering avoidable tax consequences. SEC Rule 10b5-1 trading plan implementation and coordination with corporate counsel are standard parts of the service set for executive clients.

Haley & Summers has not publicly disclosed a formal succession plan. As a partnership built around two named principals who have been the public face of the franchise since 2002, the succession question is a material due-diligence item for multi-generational clients. Regulatory filings show no disclosed succession or continuity agreement, which is not unusual for a boutique of this size but represents a structural consideration for clients planning multi-decade relationships.