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Holloway Wealth Management
Founded in 2005 and headquartered in St. Petersburg, Florida, Holloway Wealth Management operates as a registered investment advisor providing wealth...
Holloway Wealth Management
Founded in 2005 and headquartered in St. Petersburg, Florida, Holloway Wealth Management operates as a registered investment advisor providing wealth management, pension consulting, and retirement planning. The firm serves individuals, high-net-worth families, and business entities, a client mix typical of regional RIAs that compete on customized service rather than product distribution scale. The firm's stated services span investment advisory and retirement planning, with an emphasis on pension consulting that suggests exposure to small and mid-sized corporate retirement plans. As a Florida-based RIA with no publicly disclosed AUM or fund structures, Holloway likely allocates client assets across third-party separately managed accounts, mutual funds, and ETFs rather than running proprietary strategies. The absence of a disclosed alternatives platform or direct-deal capability places the firm in a crowded competitive set alongside thousands of SEC-registered RIAs, where differentiation turns on advisor relationships and local market presence. The firm's team size and leadership remain opaque, with no named principals or investment committee structure in the public record. This is common among smaller RIAs where the founder's personal brand serves as the primary distribution engine. Holloway's website domain, registered and active, functions as a digital storefront, but the firm has not surfaced in major trade publications, regulatory actions, or M&A activity reports that would indicate a growth-oriented or institutionally scaled operation. Holloway's structural imperative turns on the retiring-advisor trend reshaping the RIA industry. With no public succession plan, next-generation advisor bench, or institutional capital partner, the firm faces the same generational transition risk confronting thousands of solo and small-team practices founded before 2010. Whether Holloway evolves into a multi-advisor platform, sells to an aggregator, or maintains its current posture will determine its relevance through the next decade of wealth transfer.
General information
Firm type
Bank / Wealth / Trust
Year founded
2005
AUM
Undisclosed
Location
Region
North America
Country
United States
City
St. Petersburg
Corporate office
St. Petersburg, FL, United States
Sector focus
Frequently asked questions
Who runs Holloway Wealth Management?
Holloway Wealth Management does not publish a leadership team page or identify its principals on its website. The firm's SEC registration as a state-regulated RIA would include named control persons on Form ADV, but those names have not been surfaced through public business records or trade publications. The lack of visible leadership is typical of solo-practitioner or small-team RIAs where the founder serves as the primary advisor and public face of the firm.
What is Holloway Wealth Management's investment approach?
The firm advertises wealth management, pension consulting, and retirement planning, which in practice for a non-discretionary or partial-discretionary RIA typically means constructing portfolios from third-party funds and separately managed accounts. There is no public evidence that Holloway runs proprietary investment strategies, manages direct alternatives allocations, or operates fund-of-fund vehicles. The stated emphasis on pension consulting implies a working knowledge of ERISA fiduciary requirements and defined-contribution plan governance.
Does Holloway Wealth Management accept outside capital or LP commitments?
Holloway is structured as a traditional RIA serving individual and institutional clients through advisory relationships, not as a fund manager accepting limited partner commitments. The firm does not publicly market pooled investment vehicles, co-investment opportunities, or direct deal access. Institutional allocators seeking commingled fund exposure or direct co-investment would not find a mandate here.
How large is Holloway Wealth Management's client base?
The firm has not disclosed its AUM, client count, or advisor headcount. Without a public Form ADV summary or self-reported figures, any estimate would be speculative. The firm's 2005 founding date and single-office footprint in St. Petersburg suggest a book of business built through local relationships, consistent with RIAs managing from tens to a few hundred million in client assets.
Is Holloway Wealth Management affiliated with a bank or broker-dealer?
There is no public affiliation with a bank, broker-dealer, or insurance company. Holloway appears to operate as an independent registered investment advisor, meaning it is held to a fiduciary standard for its advisory clients. Independence from a corporate parent can reduce product-distribution conflicts, though without public disclosures the firm's custodian relationships and revenue model remain opaque.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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