RIA · CRD 112294SEC-Registered

Updated:

J. W. Cole Advisors

J. W. COLE ADVISORS, INC. is an SEC-registered investment adviser in Tampa, FL, registered since 2001. The firm manages $8.2 billion in assets, with $6.7...

J. W. Cole Advisors

J. W. COLE ADVISORS, INC. is an SEC-registered investment adviser in Tampa, FL, registered since 2001. The firm manages $8.2 billion in assets, with $6.7 billion managed on a discretionary basis. It employs 550 staff and 468 investment advisers.

General information

Firm type

RIA

Year founded

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Tampa

Corporate office

Tampa, FL, United States

Principals

John W. Cole

Founder & President

Sector focus

Wealth ManagementFinancial Planning

Frequently asked questions

Who runs investment decisions at J. W. Cole Advisors?

Founder and President John W. Cole oversees the firm's strategic direction. Allocation decisions for client accounts are made by individual financial representatives licensed under the firm's RIA and broker-dealer registrations (per public records).

Does J. W. Cole Advisors manage assets directly or use external fund managers?

The firm does not manage a proprietary pooled fund. It allocates client capital to third-party mutual funds, ETFs, variable annuities, and separately managed accounts through custodial platforms (public record).

What type of clients does J. W. Cole Advisors serve?

The firm serves individual retail investors and small-business retirement plans. It does not appear to operate as a multi-family office or serve institutional allocators (public record).

Is J. W. Cole Advisors a single-family office?

No. The firm is registered as an SEC investment adviser (RIA) and operates as an independent advisory and brokerage practice, not structured as a family office (per SEC filings).

Where does the underlying wealth at J. W. Cole Advisors come from?

J. W. Cole Advisors advises on assets belonging to its retail clients; it does not manage a principal fortune or disclose any concentrated family wealth source (public record).

Does J. W. Cole Advisors engage in direct private-market investments?

There is no evidence of direct private-equity or venture investments. The firm's public profile centers on liquid securities and insurance products (public record).

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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