Updated:
Korea Investment & Securities
Korea Investment & Securities was established in 1974 as an investment trust company and has since evolved into a full-spectrum financial services firm under...
Korea Investment & Securities
Korea Investment & Securities was established in 1974 as an investment trust company and has since evolved into a full-spectrum financial services firm under the parent group, Korea Investment Holdings. The firm functions as a securities broker, asset manager, and principal investor, with the parent group tracing its lineage to the post-war development of South Korea’s capital markets. It is not a family office, but a listed financial conglomerate whose investment activity reflects institutional balance-sheet and third-party client mandates. The firm deploys capital across multiple asset classes including public equities, fixed income, and alternatives, with a distinct private-markets effort covering venture capital, growth equity, and buyout transactions. Stage coverage ranges from seed and early-stage start-ups to expansion and late-stage growth, and the group has historically participated in privatisation deals when opportunities arise in the Korean market. Korea Investment & Securities typically invests via direct balance-sheet commitments and through managed funds, and its geographic focus extends across South Korea and into select cross-border situations in the Asia-Pacific region and the United States. The group operates from its headquarters in Seoul and maintains subsidiary offices tied to its brokerage and asset management units. Korea Investment Holdings, the publicly traded parent, consolidates a network of affiliates that include Korea Investment Management, Korea Investment Partners, and Korea Investment Savings Bank, creating a multi-licensed platform that spans securities dealing, fund management, and credit provision. In the private-markets segment, Korea Investment Partners acts as the group’s dedicated venture capital and growth equity vehicle, with a portfolio that has included notable Korean and international technology names. Structurally, Korea Investment & Securities is distinct because it blends a scaled retail brokerage with a proprietary alternatives arm inside a listed holding company — an architecture that gives the alternatives team access to captive distribution and co-investment flow from the wider group while operating under public-company disclosure standards. This combination of a mass-market securities franchise and an in-house principal-investing capability is relatively uncommon among Korea’s large financial groups, where pure investment banking or insurance models more often dominate.
General information
Firm type
Bank / Wealth / Trust
Year founded
1974
Location
Region
Asia
Country
South Korea
City
Seoul
Corporate office
Seoul, South Korea
Principals
Kim Nam-goo
CEO
Sector focus
Frequently asked questions
Who runs investment decisions at Korea Investment & Securities?
Kim Nam-goo has served as CEO since late 2023. The firm's investment banking and principal investment activities are managed through dedicated division heads under his leadership, with venture-stage allocations flowing primarily through Korea Investment Partners, the group's venture capital arm.
How does the firm source its venture and private equity deal flow?
The firm combines its dominant South Korean brokerage network with a regional presence in Southeast Asia to originate deals. Its venture arm operates offices in Seoul, Shanghai, and Silicon Valley, and the parent group's investment banking franchise provides proprietary access to late-stage and pre-IPO opportunities across Korea and Vietnam.
Is Korea Investment & Securities structured as a family office or a publicly traded firm?
It is a publicly traded subsidiary of Korea Investment Holdings, a listed financial conglomerate on the Korea Exchange. Unlike chaebol-tethered competitors, the firm operates with a professional management structure and dispersed public ownership, making it rare among top-tier Korean securities houses.
Does the firm participate in fund commitments or only direct deals?
It engages through both channels. Korea Investment Partners, the group's dedicated venture capital subsidiary, manages commingled funds that attract third-party institutional LPs. The parent securities firm also invests its own balance sheet in direct principal transactions and co-investment structures.
How is Korea Investment & Securities related to Korea Investment Partners?
Korea Investment Partners, founded in 1986, operates as the venture capital arm of Korea Investment Holdings. With over $3 billion in cumulative assets under management, it is one of Korea's oldest and largest VC platforms and serves as the primary channel for early-stage and growth-equity technology investments for the group.
Where does Korea Investment & Securities invest geographically?
The firm's direct principal and venture portfolios concentrate on South Korea, with expanding exposure to Vietnam and Indonesia. Its venture capital subsidiary also maintains an office in Shanghai and has made selective co-investments alongside Silicon Valley-based funds.
Which sectors does the firm's venture arm typically target?
Korea Investment Partners focuses on fintech, enterprise software, healthcare services, and industrial technology. The parent securities firm's balance-sheet investment book additionally includes privatization deals, structured credit, and real estate-linked transactions aligned with Korea's domestic infrastructure cycle.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
Need institutional-grade insight on asset managers?
Altss delivers:
Prefer a guided tour?
We’ll walk you through: