Asset ManagerRIA · CRD 326019SEC-RegisteredPrivate Fund Adviser

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LAV Asset Management

Yi Shi founded LAV Asset Management in 2007 to invest exclusively in life sciences, backing biotechs like Zai Lab and Chi-Med from its Hong Kong-Shanghai base.

LAV Asset Management

LAV ASSET MANAGEMENT (HONG KONG) LIMITED is a SEC-registered investment adviser in Hong Kong, registered since 2023. It is based in Hong Kong.

General information

Firm type

Asset Manager

Year founded

2007

Location

Region

Asia

Country

Hong Kong

City

Hong Kong

Corporate office

Hong Kong, Hong Kong

Additional offices

Shanghai, China

Principals

Yi Shi

Founder and Managing Partner

James Zhi

Managing Partner

Sector focus

Healthcare ServicesDigital HealthBiotech

Frequently asked questions

Who runs investment decisions at LAV?

Founder Yi Shi and Managing Partner James Zhi anchor the investment committee. Shi holds a PhD in biochemistry and brings a scientific lens to portfolio construction. The firm keeps its senior partner group small, with investment decisions made by the partnership rather than a single CIO.

Is LAV structured as a family office or does it operate more like a venture firm?

LAV operates as an institutional venture and growth equity manager raising third-party capital, not a family office. It manages USD and RMB-denominated funds from offices in Hong Kong and Shanghai, with limited partners including pension funds, sovereign wealth funds, and fund-of-funds.

What investment stages does LAV typically target?

LAV invests from early-stage venture through crossover and growth equity. The firm can hold positions from company formation through IPO and follow-on rounds. Its portfolio companies often list on Nasdaq or the Hong Kong Exchange, with LAV sometimes maintaining a position post-listing to capture commercial-stage growth.

Which sectors does LAV explicitly avoid?

LAV is exclusively life sciences and healthcare. The firm does not invest in consumer internet, enterprise software, fintech, or any non-healthcare verticals. Within healthcare, its portfolio spans biopharmaceuticals, medical devices, and diagnostics, but it does not pursue healthcare services or provider models outside of the innovation supply chain.

How does LAV source proprietary deal flow?

Academic spinouts and translational science labs form a critical sourcing channel, given the founding team's scientific credentials. LAV also relies on relationships with major pharmaceutical strategics who flag collaboration-ready assets. Its narrow mandate and hands-on board participation give the firm visibility into companies before they run broad auction processes.

Does LAV participate in fund commitments or only direct deals?

LAV deploys capital exclusively through direct equity investments in portfolio companies. The firm does not operate a fund-of-funds program, nor does it allocate to external managers as a core strategy. Its fund vehicles are direct-investment venture and growth equity pools.

What is LAV's known posture on co-investments alongside external GPs?

LAV syndicates with other life sciences specialists and generalist crossover funds on larger growth rounds. The firm does not publicly market a co-investment program, but its participation in consortium deals alongside global healthcare investors is a regular feature of later-stage rounds for its portfolio companies preparing for public listing.

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