Asset ManagerRIA · CRD 328030Exempt Reporting AdviserPrivate Fund Adviser

Updated:

Laven Advisors

Laven is a modern UK regulatory hosting platform providing Appointed Representative and Fund Management services, enabling clients to conduct their business in...

Laven Advisors

Laven is a modern UK regulatory hosting platform providing Appointed Representative and Fund Management services, enabling clients to conduct their business in a compliant and sustainable way. Via its regulated entities it offers a UK regulatory hosting platform for clients to conduct regulated activities as an Appointed Representative, and a secondment platform for managing alternative investment funds or segregated accounts. Established in 2005, it acts as compliance and/or risk officer for clients who manage assets, allowing them to focus on core business while retaining independent identity and ownership.

General information

Firm type

Asset Manager

Year founded

2005

Location

Region

Europe

Country

United Kingdom

City

London

Corporate office

11 Old Jewry, London, EC2R 8DU, United Kingdom

Principals

Jerome Lussan

Founder & Managing Director

Linhao Guo

CFA, FCCA, Managing Director, CFO

Elizabeth Frumson

Managing Director

Wanshang Luo

Head of Risk

James Bryant

Associate

Meenakshi Viswanadha

Associate

Iriani Amirudin

Associate

Sector focus

Private CreditHedge Funds

Frequently asked questions

How does Laven Advisors generate revenue?

Laven operates a fee-based regulatory hosting platform. It charges client firms for the use of its FCA permissions and the provision of compliance and risk officer services, rather than earning management fees from underlying investment performance. The exact fee structure is not publicly disclosed, but the value proposition centers on significant cost savings versus maintaining independent authorization.

Is Laven a direct investor or an asset manager?

Laven is not a direct investor. It functions as a regulatory principal and compliance back-office provider. Client firms manage the actual assets and make investment decisions, while Laven hosts their regulatory permissions and can serve as their appointed compliance or risk officer.

What is Laven's relationship with the FCA?

Laven holds direct FCA authorization through its regulated entities. This allows client firms to act as Appointed Representatives under Laven's regulatory umbrella or to manage alternative investment funds and segregated accounts using Laven's permissions, with Laven maintaining the primary compliance relationship with the regulator.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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