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Liberty Financial Group
Liberty Financial Group, Inc. is an SEC-registered investment adviser in Elm Grove, WI, registered since 2022. The firm manages $194 million in assets, $193...
Liberty Financial Group
Liberty Financial Group, Inc. is an SEC-registered investment adviser in Elm Grove, WI, registered since 2022. The firm manages $194 million in assets, $193 million on a discretionary basis. It has 5 employees and 1 investment adviser.
General information
Firm type
Asset Manager
Location
City
Elm Grove
Frequently asked questions
Who makes investment decisions at Liberty Financial Group?
Liberty Financial Group has not disclosed the identities of its key investment personnel, managing principals, or portfolio managers in any public-facing materials or through public financial media coverage. As a privately held RIA, the firm is not required to reveal its ownership or management structure to the general public.
What is the firm's regulatory status?
As a registered investment advisor with the SEC, Liberty Financial Group is subject to the Investment Advisers Act of 1940. This registration imposes a fiduciary standard on the firm in its dealings with clients, a higher standard of care than the suitability standard that applies to broker-dealers. The firm's Form ADV, filed with the SEC, contains the most detailed regulatory disclosures about its business.
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