Bank / Wealth / TrustRIA · CRD 130489SEC-Registered

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LIG Capital Management

LIG Capital Management was established in 2004 as an Oklahoma City-based registered investment advisor. The firm provides wealth management, retirement...

LIG Capital Management logo

LIG Capital Management

LIG Capital Management was established in 2004 as an Oklahoma City-based registered investment advisor. The firm provides wealth management, retirement planning, investment consulting, and portfolio management services to a client base that includes individuals, high-net-worth families, foundations, and corporations. Its structure reflects a classic regional RIA model rather than a single-family office or institutional fund manager. The firm's strategy centers on personalized financial planning and discretionary portfolio management. LIG constructs client portfolios across traditional asset classes including equities, fixed income, and mutual funds, with additional services in retirement income planning and investment policy development for institutional clients such as foundations and corporate accounts. The geographic focus remains concentrated in the Oklahoma market. Professional headcount and total regulatory assets under management are not publicly disclosed. LIG operates a single office in Oklahoma City with no known satellite locations or adjacent vehicles such as philanthropic foundations or real-asset arms operating under separate branding. The firm has not publicly announced significant operational changes or personnel moves in the past 24 months. LIG's structural posture is that of a locally embedded wealth advisory practice, not a deal-by-deal direct-investment platform or a multi-family office aggregator. Its regulatory filing as an RIA under the Investment Advisers Act of 1940 sets a fiduciary standard across client relationships — a governance backstop that distinguishes the firm from broker-dealer models.

Website
ligcam.com

General information

Firm type

Bank / Wealth / Trust

Year founded

2004

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Oklahoma City

Corporate office

Oklahoma City, OK, United States

Sector focus

Financial Services

Frequently asked questions

Is LIG Capital Management a single-family office or a multi-family office?

Neither. LIG Capital Management is structured as a registered investment advisor (RIA), which means it serves multiple unrelated clients — individuals, high-net-worth families, foundations, and corporations — under a fiduciary standard. It does not operate as a dedicated family office for a single wealth source.

Who makes investment decisions at LIG Capital Management?

The firm has not publicly named its investment committee members or portfolio managers. As a boutique advisory practice founded in 2004, decision-making likely rests with the firm's founding principals, though specific leadership has not been disclosed in public filings or press coverage.

Does LIG Capital Management invest directly in private companies or venture capital?

There is no public record of LIG Capital Management engaging in direct private-company investments, venture capital, or private equity fund commitments. The firm's disclosed services — retirement planning, portfolio management, and investment consulting — suggest a focus on publicly traded securities and traditional asset allocation.

What minimum asset threshold does LIG require for new clients?

LIG has not publicly stated a minimum account size. Regional RIAs of its profile typically serve clients across a range of asset levels, from mass-affluent households to high-net-worth individuals, with requirements disclosed only during private consultations.

How is LIG Capital Management compensated for its advisory services?

As a registered investment advisor, LIG likely charges asset-based fees, hourly consulting fees, or fixed retainer arrangements. The specific fee schedule is not publicly posted but is required to be disclosed in the firm's Form ADV Part 2A, which clients receive before engagement.

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