Asset Manager

Updated:

Little Harbor Advisors

Jeff Landes founded tactical ETF strategist Little Harbor Advisors in Marblehead in 2011, later winding down its fund complex by 2023.

Little Harbor Advisors

Jeff Landes founded Little Harbor Advisors in 2011 as a tactical investment manager focused on exchange-traded products. The firm operates from Marblehead, Massachusetts and registered with the SEC in 2012. Its early strategy centered on launching actively managed ETFs, including a managed-futures fund that sought to generate returns uncorrelated to equity and bond markets. Little Harbor runs concentrated, rules-based portfolios that rotate across asset classes based on volatility signals and trend-following models. The firm's documented activity shows a shift from pure trend-following to a broader macro posture that can allocate to equity, fixed-income, and commodity-linked instruments. In 2020, its flagship ETF pivoted heavily into fallen-angel corporate debt, a move that signaled the strategy's capacity to migrate across asset classes when quantitative models indicate dislocations. The vehicle liquidated in 2021, and by 2023 the firm had wound down its registered fund complex. The firm maintained a lean structure throughout its active period. SEC filings identify Landes as portfolio manager and David Sloane as chief compliance officer. No institutional sales team or regional offices were established. Little Harbor did not develop adjacent vehicles, philanthropic structures, or co-investment clubs. Little Harbor's genuine structural difference was its ETF-embedded managed-futures architecture, which offered daily-liquidity trend-following inside a 1940 Act wrapper — a format that few commodity trading advisors have adopted. That structure has now been retired, leaving the firm as a going concern but without publicly listed active products.

General information

Firm type

Asset Manager

Year founded

2011

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Marblehead

Corporate office

Marblehead, MA, United States

Principals

Jeffrey B. Landes

President

David K. Sloane

Chief Compliance Officer

Frequently asked questions

What investment structure did Little Harbor Advisors use?

Little Harbor launched actively managed exchange-traded funds structured under the Investment Company Act of 1940. The flagship vehicle traded on NYSE Arca and provided daily liquidity while executing a managed-futures and tactical macro strategy. The firm wound down its registered fund complex between 2021 and 2023.

What asset classes did Little Harbor target?

The strategy had mandate flexibility to allocate across equities, fixed-income, commodity-linked instruments, and currencies. Public record shows the firm held positions in corporate credit ETF shares during the 2020 dislocation period. The quantitative models used volatility and trend signals to rotate among asset classes.

Who ran investment decisions at Little Harbor?

Jeffrey Landes served as president and portfolio manager throughout the firm's active period. He established the systematic rules that governed asset-class rotation and position sizing. David Sloane handled compliance and operational oversight.

Is Little Harbor still operating investment funds?

The firm wound down its ETF lineup between 2021 and 2023 and deregistered with the SEC in 2023. Little Harbor Advisors LLC remains a legal entity in Massachusetts, but it no longer appears to manage publicly offered pooled vehicles.

How did Little Harbor's managed-futures approach differ from a typical CTA?

Most commodity trading advisors operate in private fund structures with quarterly liquidity and lower regulatory disclosure. Little Harbor packaged trend-following inside an ETF wrapper, offering daily transparency and intraday tradability. That structure imposed 1940 Act leverage and diversification constraints not faced by typical CTA pools.

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