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M & I Financial Planning Services
M & I Financial Planning Services is an SEC-registered investment adviser. It manages approximately $19 million in regulatory assets. The firm has 2 employees...
M & I Financial Planning Services
M & I Financial Planning Services is an SEC-registered investment adviser. It manages approximately $19 million in regulatory assets. The firm has 2 employees and 2 investment advisers.
General information
Firm type
Asset Manager
Frequently asked questions
Is M & I Financial Planning Services a single-family office or a traditional advisory practice?
It is a traditional financial advisory practice serving retail clients. The firm does not operate as a family office, nor does it manage concentrated single-family wealth. Its services are product-distribution and planning-oriented rather than institutional in nature.
Does the firm run a proprietary investment strategy or rely on third-party products?
It primarily relies on third-party investment products — mutual funds, exchange-traded funds, and insurance-based solutions — rather than a proprietary in-house strategy. The advisory model centers on asset allocation, manager selection, and financial planning rather than direct investing.
What is the firm's geographic service area?
The firm operates from a single location serving a local or regional client base. No additional offices or national footprint have been disclosed. The service model is built on in-person relationships within a concentrated geographic area.
Has M & I Financial Planning Services raised any institutional capital or launched a private fund?
No. There is no public record of the firm raising institutional capital, launching a private fund, or managing commingled vehicles. It remains focused on retail advisory relationships and does not participate in the institutional LP/GP ecosystem.
How does the firm charge for its services?
The firm operates under a hybrid fee structure typical of independent advisors: fee-based advisory accounts for ongoing portfolio management and commission-based compensation for insurance and brokerage transactions. Specific fee schedules are not publicly disclosed.
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