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Morgens, Waterfall, Vintiadis & Company
MORGENS, WATERFALL, VINTIADIS & COMPANY, INC. is an SEC-registered investment adviser in NEW YORK, NY, since 1997. The firm manages approximately $194...
Overview
MORGENS, WATERFALL, VINTIADIS & COMPANY, INC. is an SEC-registered investment adviser in NEW YORK, NY, since 1997. The firm manages approximately $194 million in assets. It has 9 employees and 4 investment advisers.
General information
Firm type
Asset Manager
Location
Region
North America
Country
United States
City
New York
Corporate office
New York, NY, United States
Principals
Michael Morgens
Principal
John Waterfall
Principal
Xenophon Vintiadis
Principal
Sector focus
Frequently asked questions
What is the firm's investment philosophy?
The firm follows a deep-value, event-driven approach rooted in the Graham-and-Dodd tradition. It targets distressed securities, special situations, and real estate assets where the market underappreciates recovery value or a catalyst (per public filings and investor letters).
How does the firm source deal flow?
The firm sources proprietary opportunities through relationships with bankruptcy attorneys, restructuring advisors, and direct outreach to corporate boards of distressed companies. It does not rely on broad syndication or blind secondary markets (per industry sources).
What asset classes does the firm invest in?
Publicly documented holdings indicate exposure to corporate distressed debt, common equity in bankrupt companies, and real estate assets. The firm also partners with operators in workout situations, functioning as a structured capital provider.
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