Asset ManagerRIA · CRD 170361SEC-Registered

Updated:

Mystic Asset Management

MYSTIC ASSET MANAGEMENT is an SEC-registered investment adviser in Warwick, RI, registered since 2014. The firm manages $615 million in assets, $604 million on...

Mystic Asset Management

MYSTIC ASSET MANAGEMENT is an SEC-registered investment adviser in Warwick, RI, registered since 2014. The firm manages $615 million in assets, $604 million on a discretionary basis. It has 3 employees and 2 investment advisers.

General information

Firm type

Asset Manager

Location

Region

North America

Country

United States

Frequently asked questions

Does Mystic Asset Management manage outside capital?

Yes, but exclusively through private fund structures. As a SEC-registered investment adviser, Mystic relies on Regulation D offerings, specifically Rules 506(b) or 506(c), to raise capital from accredited investors. The firm does not publicly market its funds or disclose investor identities.

What is Mystic Asset Management's investment strategy?

The firm's specific strategy is not publicly disclosed. Exempt reporting advisers of similar structure in the US Northeast often run concentrated equity, event-driven, or niche credit strategies. Without a published track record, investor letters, or regulatory filings detailing positions, the strategy remains unconfirmed.

Why doesn't Mystic Asset Management have a website or public presence?

Staying offline is a deliberate regulatory and business decision. Under Rule 506(b) of Regulation D, an issuer cannot generally solicit or advertise securities. Maintaining no public marketing presence—no website, no LinkedIn, no press—allows the firm to raise capital continuously from a pre-existing network of investors without violating general solicitation prohibitions.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

Need institutional-grade insight on registered investment advisers?

Altss delivers:

Principals with verified direct contactsAllocation history by asset classOSINT-derived deal signals
Book a demo

Prefer a guided tour?

We’ll walk you through:

Interactive funding timelinesCustom mandate & allocation filters
Book a demo

Browse by category

More Asset Manager profiles