Asset ManagerRIA · CRD 331048SEC-Registered

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Neil A. Rue, CFA Investment Advisor

Neil A Rue, CFA Investment Advisor is an SEC-registered investment adviser. The firm manages approximately $11 million in regulatory assets. It has 1 employee...

Neil A. Rue, CFA Investment Advisor

Neil A Rue, CFA Investment Advisor is an SEC-registered investment adviser. The firm manages approximately $11 million in regulatory assets. It has 1 employee and 1 investment adviser.

General information

Firm type

Asset Manager

Principals

Neil A. Rue

Founder & Investment Advisor

Frequently asked questions

What is the firm's succession plan?

No public succession plan is documented. In owner-operated advisory practices, the principal often serves until retirement or sale of the practice, with client relationships transferring to an internal successor or an acquiring firm. The lack of a disclosed plan is a known governance consideration for practices dominated by a single individual.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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