Neiman & Associates Financial Services

The firm combines a CPA tax practice with registered-representative securities placement. For a client selling appreciated real estate, it prepares the tax return and can source Delaware Statutory Trust (DST) interests, tenant-in-common offerings, or other Section 1031-qualified replacement properties, earning a commission on the placement. The practice also distributes private REITs and private credit funds to accredited investors.

No. The firm markets itself as a financial services provider to multiple clients. The operating structure — a California LLC with one named managing member — does not resemble the dedicated, multi-generational wealth-preservation architecture of a single-family office.

The product set centers on tax-advantaged real estate structures: DST interests, tenant-in-common replacement properties, and non-traded REITs designed for 1031 exchanges. Outside real estate, the firm has placed private credit interval funds and structured products aimed at income-oriented accredited investors.

Gerald Neiman holds both a CPA license and a Series 7 registration — a dual structure that permits fee-for-service tax work alongside commission-based securities sales. This is not a fee-only RIA model; investment product revenue typically flows from issuer-paid commissions on private placements.

Gerald L. Neiman is the managing member and the only named investment professional in public records. He holds a Series 7 license and a California CPA license. There is no public indication of an investment committee or external CIO structure.