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Next Step Financial Transitions
NEXT STEP FINANCIAL TRANSITIONS is a state-registered investment adviser in HOUSTON, TX. The firm manages approximately $10 million in regulatory assets.
Overview
NEXT STEP FINANCIAL TRANSITIONS is a state-registered investment adviser in HOUSTON, TX. The firm manages approximately $10 million in regulatory assets. It has 2 employees and 2 investment advisers.
General information
Frequently asked questions
Who runs investment decisions at Next Step Financial Transitions?
The firm does not appear to publicly name a CIO or investment committee. Based on typical RIA structuring, investment decisions are made by the lead advisor on each engagement in coordination with the client's existing tax and legal team. No principal names are available from public records.
What life events does Next Step Financial Transitions specialize in?
The firm focuses on divorce settlements, death of a spouse or partner, large inheritances, and the sale of a business. Its practice is built around the cash-flow, tax, and asset-restructuring decisions that occur during these inflections, rather than ongoing wealth management.
Is Next Step Financial Transitions a fiduciary?
As a Registered Investment Advisor (RIA), the firm is subject to the fiduciary standard under the Investment Advisers Act of 1940. It must act in clients' best interests, disclosing conflicts of interest and providing advice suitable to each client's specific transitional circumstances.
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