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NWF Advisory Services
NWF Advisory Services is an SEC-registered investment adviser in LOS ANGELES, CA, registered since 1998. The firm manages $6.4 billion in assets, with $3.8...
NWF Advisory Services
NWF Advisory Services is an SEC-registered investment adviser in LOS ANGELES, CA, registered since 1998. The firm manages $6.4 billion in assets, with $3.8 billion on a discretionary basis. It has 111 employees and 102 investment advisers.
General information
Firm type
Bank / Wealth / Trust
Year founded
1998
Location
Region
North America
Country
United States
City
Los Angeles
Corporate office
Los Angeles, CA, United States
Frequently asked questions
Does NWF structure any proprietary funds?
There is no record of NWF sponsoring private funds, pooled investment vehicles, or proprietary limited partnerships. The firm operates as a pure registered investment adviser, billing clients directly for advisory services rather than collecting management or performance fees from fund products.
How is NWF compensated and what conflicts does that create?
NWF is a fee-only fiduciary, compensated entirely by asset-based advisory fees charged to client accounts. Because the firm has no broker-dealer affiliation and sells no proprietary products, its revenue does not depend on trading commissions or 12b-1 fees. This structure aligns the firm's incentives with portfolio performance and tax efficiency rather than transaction volume.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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