Asset Manager

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Ocean Tomo

Ocean Tomo is a private equity firm founded in 2003 with headquarters in Chicago and offices in Houston, Greenwich, and San Francisco. It provides financial...

Ocean Tomo

Ocean Tomo is a private equity firm founded in 2003 with headquarters in Chicago and offices in Houston, Greenwich, and San Francisco. It provides financial products and services in North America.

General information

Firm type

Intellectual Property advisory, valuation, and transactions

Year founded

2003

Location

Region

North America

Country

United States

City

Denver

Corporate office

Denver, CO, United States

Additional offices

Chicago, IL, United States

Principals

James E. Malackowski

Chief Executive Officer

Michael D. Friedman

Managing Director

Sector focus

Intellectual PropertyFinancial ServicesTechnology

Frequently asked questions

What investment stages does Ocean Tomo typically target?

Ocean Tomo does not focus on traditional equity stages like seed or venture. Instead it targets mature patent portfolios and intellectual property assets, often from corporations, universities, or bankrupt estates. Its deals range from single-asset sales to multi-billion-dollar portfolio transactions, typically through live auctions or bilateral negotiations.

How does Ocean Tomo generate proprietary deal flow?

The firm sources IP through patent auctions, relationships with corporate R&D teams, patent assertion entities, and bankruptcy estates. Its long involvement in the IP marketplace means it often receives inbound offers from patent holders seeking liquidity. The 600+ auctions conducted since 2003 provide a deep repository of counterparty relationships.

Does Ocean Tomo participate in fund commitments or only direct deals?

Ocean Tomo operates through advisory mandates and brokerage services, not as a fund-of-funds or direct fund commitment vehicle. It does not manage blind-pool capital for LPs; rather it charges fees for valuation, brokerage, and structuring engagements. Clients include corporations, universities, and government entities paying for expertise.

What sectors does Ocean Tomo explicitly avoid?

Ocean Tomo does not target venture-stage technology companies, real estate, or commodity-based assets. Its focus is strictly on intellectual property and intangible assets, meaning it avoids any physical-asset-heavy or operational businesses outside the IP realm.

How is Ocean Tomo related to its spinout entities?

Ocean Tomo has spun out several entities over the years, including patent-holding companies and investment vehicles. The firm frequently uses special purpose vehicles (SPVs) to hold patent portfolios acquired through its brokerage and advisory arms, maintaining operational separation between its core services and investor-funded structures.

Where does the underlying wealth come from?

Ocean Tomo is a privately held firm, not a family office. Its ownership includes founder James Malackowski and other partners. There is no publicly disclosed single-family-wealth origin; the firm generates revenue from advisory fees rather than managing third-party capital.

Does Ocean Tomo maintain philanthropic structures, and how are they separated?

The firm does not publicly disclose a dedicated foundation or philanthropic arm. Any charitable activities are likely managed privately by individual partners. The firm's core activities remain purely commercial, focused on IP valuation and brokerage.

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