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Octagon Asset Management
Octagon Asset Management is an SEC-registered investment adviser in Charlotte, NC, registered since 2017. The firm manages $221 million in assets, with $4...
Octagon Asset Management
Octagon Asset Management is an SEC-registered investment adviser in Charlotte, NC, registered since 2017. The firm manages $221 million in assets, with $4 million on a discretionary basis. It has 4 employees and 3 investment advisers.
General information
Firm type
Asset Manager
Location
Region
North America
Country
United States
City
Charlotte
Corporate office
Bethesda, MD, United States
Additional offices
Seoul · Boca Raton · Durham · Seongnam · New York · Pleasanton · Boston · Denver
Sector focus
Frequently asked questions
What does Octagon Asset Management invest in?
Octagon Asset Management specializes in structured trade and commodity finance. The firm originates secured, short-duration transactions backed by physical collateral such as commodities in transit or storage. It does not make equity investments or participate in direct company ownership.
How large is Octagon Asset Management?
Octagon Asset Management does not publicly disclose assets under management, team size, or named principals. The firm lists nine offices across the United States and Asia but provides no numbers on its website. Public records offer no independent verification of scale.
Who founded Octagon Asset Management?
Octagon Asset Management does not disclose its founders or leadership team on its website. No named principals appear in public sources. The firm was likely established before 2025, given its claim of 25 years in business, but no founding year is confirmed.
Can external parties propose deals to Octagon?
Yes. Octagon Asset Management maintains a dedicated "Propose a Deal" page on its website, allowing third parties to submit transaction proposals directly. This open-sourcing approach is relatively rare in relationship-driven trade finance.
What is Octagon's regulatory posture?
Octagon Asset Management, LLC is a US-based limited liability company. The firm does not disclose regulatory registrations or licenses on its public website. Specific compliance with SEC, CFTC, or foreign financial authorities is not verifiable from public sources.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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