Bank / Wealth / TrustRIA · CRD 131562SEC-Registered

Updated:

Open Window Financial Solutions

Open Window Financial Solutions is an SEC-registered investment adviser in Reno, NV, registered since 2018. The firm manages $284 million in regulatory assets.

Open Window Financial Solutions logo

Open Window Financial Solutions

Open Window Financial Solutions is an SEC-registered investment adviser in Reno, NV, registered since 2018. The firm manages $284 million in regulatory assets. It has 6 employees and 3 investment advisers.

General information

Firm type

Bank / Wealth / Trust

Year founded

2018

Location

Region

North America

Country

United States

City

Reno

Corporate office

Reno, Nevada, United States

Frequently asked questions

Who runs Open Window Financial Solutions?

No principals are publicly identified. Nevada business registry records list a registered agent, but that is a statutory role for service of process and does not confirm operational leadership. No LinkedIn profiles, industry directory entries, or local media coverage name the firm's founder or current management.

How can an allocator diligence a firm with no public footprint?

Direct contact is the only option. Request a copy of the firm's Form ADV Part 2A if they hold themselves out as an RIA, or a client relationship summary (Form CRS) if they operate under a broker-dealer. Absent these, ask for references, a statement of custody practices, and clarity on whether any principal holds a series license or CFP designation through FINRA BrokerCheck or the CFP Board.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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