Asset ManagerRIA · CRD 163262SEC-RegisteredPrivate Fund Adviser

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OPUS Investment Management

OPUS Investment Management is an SEC-registered investment adviser in NEW YORK, NY, registered since 2021. The firm manages approximately $332 million in...

OPUS Investment Management

OPUS Investment Management is an SEC-registered investment adviser in NEW YORK, NY, registered since 2021. The firm manages approximately $332 million in regulatory assets. It has 8 employees and 6 investment advisers.

General information

Firm type

Asset Manager

Year founded

1996

Frequently asked questions

How is the firm owned and governed?

OPUS Investment Management is structured as an independent, employee-owned investment boutique. This ownership model is common among institutional fixed-income managers aiming to retain senior investment talent over full market cycles. The employee-ownership structure is designed to reduce the conflicts associated with parent-company capital allocation pressures found in larger bank-owned or insurance-owned asset managers.

What differentiates OPUS from larger fixed-income managers?

The primary differentiator is size and alignment. As a small, employee-owned firm, portfolio managers maintain direct client-contact responsibility and can nimbly adjust sector exposures without the liquidity constraints that large block-trading desks face. For plan sponsors, this translates into a high-touch service model where the investment decision-maker is also the relationship manager.

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