Bank / Wealth / TrustRIA · CRD 147814SEC-Registered

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Praetorian Guard

Praetorian Guard is an SEC-registered investment adviser in CARMEL, CA, registered since 2008. The firm manages $599 million in assets. It has 8 employees and...

Praetorian Guard logo

Praetorian Guard

Praetorian Guard is an SEC-registered investment adviser in CARMEL, CA, registered since 2008. The firm manages $599 million in assets. It has 8 employees and 8 investment advisers.

General information

Firm type

Bank / Wealth / Trust

Year founded

2008

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Carmel

Corporate office

Carmel, CA, United States

Sector focus

Wealth Management

Frequently asked questions

What is Praetorian Guard's fee structure?

Praetorian Guard operates exclusively on a fee-only basis, meaning it does not accept commissions or sell financial products. Its compensation comes directly from client fees, which the firm states aligns its interests with those of its client families. The firm is privately held and employee-owned, further distancing its advice from corporate or shareholder pressures.

Is Praetorian Guard a fiduciary?

Yes. The firm explicitly states that it works as a fiduciary for its clients, which legally obligates it to provide advice that is in the client's best interest. This is reinforced by its fee-only, employee-owned structure, which removes external ownership incentives and commission-based conflicts.

How does Praetorian Guard coordinate with a family's other advisors?

The firm positions itself as a central coordinator for a client family's outside professionals, including estate and tax advisors. It aims to serve as a single point of contact to integrate these services, freeing the client's time from managing multiple professional relationships.

Where does Praetorian Guard's name come from?

The firm's name is derived from the elite imperial bodyguard of ancient Rome, formed by Caesar Augustus in 31 BC to protect the emperor and his family. Praetorian Guard uses this historical reference to convey its mission of protecting client wealth and family security.

Does Praetorian Guard disclose its AUM or client count?

No. Praetorian Guard does not publicly disclose its assets under management, the number of client families it serves, or the size of its advisory team on its website or other public channels.

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