Private EquityRIA · CRD 144989SEC-Registered

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Prism Capital

Prism Capital is a Chicago-based private equity firm with $190 million in assets under management. We provide subordinated debt to lower middle market...

Prism Capital logo

Prism Capital

Prism Capital is a Chicago-based private equity firm with $190 million in assets under management. We provide subordinated debt to lower middle market companies through the Prism Mezzanine Fund and expansion capital to smaller growing companies through our equity fund, Prism Opportunity Fund. We partner with superior management teams and private equity professionals to finance growth, recapitalizations, and buyouts.

General information

Firm type

Private Equity

Year founded

1999

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Glenview

Corporate office

2700 Patriot Boulevard, Suite 250, Glenview, Illinois 60026, United States

Principals

Robert Finkel

Managing Partner

Bill Harlan

Partner

Steve Vivian

Partner

Sector focus

Enterprise SoftwareCybersecurityHealthcare ServicesMedia & EntertainmentIndustrial Tech

Frequently asked questions

Is Prism Capital still making new investments?

No. The firm began winding down its funds in 2011 and no longer deploys new capital. The remaining partners are focused on managing the residual portfolio assets on behalf of their limited partners. This process has been publicly stated on the firm's website.

Who runs investment decisions at Prism Capital?

Robert Finkel leads the firm as Managing Partner. Bill Harlan and Steve Vivian serve as Partners. The three are the named contacts for all firm matters, including the management of the remaining fund assets during the wind-down.

What investment strategies did Prism Capital operate?

Prism managed two distinct funds. The Prism Opportunity Fund pursued growth equity investments, ultimately backing 14 companies. The Prism Mezzanine Fund provided subordinated debt to lower-middle-market companies, funding 26 businesses. The firm invested in over 40 portfolio companies across both vehicles during its active period.

Which notable companies did the Prism Opportunity Fund invest in?

The portfolio included SecurePipe, which merged with Trustwave, and Fieldglass, which sold to Madison Dearborn Partners. The fund also held Celleration, sold to Alliqua BioMedical; HighBeam Research, sold to Gale; and SterilMed, acquired by Great Hill Partners and Primus Capital. Banner Service Corp was another confirmed investment.

What happened to Prism Capital's mezzanine fund portfolio?

The Prism Mezzanine Fund invested in 26 lower-middle-market businesses. One of the most recognized outcomes was Angie's List, which completed an initial public offering. Other investments included Trans-Coil, Hi-Tech Manufacturing, Hill & Valley, Ott-Lite, and DeIorio.

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