Asset ManagerRIA · CRD 136028SEC-RegisteredPrivate Fund Adviser

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Radcliffe Capital Management

RADCLIFFE CAPITAL MANAGEMENT, L.P. is an SEC-registered investment adviser in BALA CYNWYD, PA, registered since 2006. The firm manages approximately $5.1...

Radcliffe Capital Management

RADCLIFFE CAPITAL MANAGEMENT, L.P. is an SEC-registered investment adviser in BALA CYNWYD, PA, registered since 2006. The firm manages approximately $5.1 billion in assets. It has 22 employees and 11 investment advisers.

General information

Firm type

Asset Manager

Year founded

1996

AUM

~$3.8B

Location

Region

North America

Country

United States

City

Bala Cynwyd

Corporate office

Bala Cynwyd, PA, United States

Principals

Steven B. Katznelson

Founder and Chief Investment Officer

Sector focus

Private CreditHedge FundsSpecial Situations

Frequently asked questions

Who runs investment decisions at Radcliffe Capital Management?

Steven B. Katznelson founded Radcliffe in 1994 and serves as its Chief Investment Officer, overseeing all portfolio decisions for the firm's publicly registered closed-end funds.

How does Radcliffe deliver its credit strategy to investors?

Radcliffe primarily operates through two New York Stock Exchange-listed closed-end funds: the Radcliffe Multi-Strategy Credit Fund and the Radcliffe Market Neutral Fund. The closed-end fund structure allows retail and institutional investors to buy shares with standard brokerage accounts, providing daily liquidity while the funds themselves hold less-liquid credit instruments.

What is the Radcliffe Market Neutral Fund's mandate?

The Market Neutral Fund aims to generate returns that are uncorrelated to broader market moves. It does this by taking long positions in corporate credit, high-yield bonds, and structured credit while shorting equity indices and credit indices to hedge against market downturns and rising defaults.

What investment stages or credit tiers does Radcliffe target?

Radcliffe focuses on short-duration, high-yield, and special-situation credit. The firm invests in instruments that often sit below investment grade, including leveraged loans, high-yield bonds, asset-backed securities, and occasionally distressed or event-driven situations, typically with maturities or expected exits under three years.

Does Radcliffe manage any private funds or separate institutional accounts?

Radcliffe's disclosed investment vehicles are its publicly traded closed-end funds. Based on available public record, the firm does not appear to operate a parallel lineup of private drawdown funds or separately managed institutional accounts, making its public-fund structure its primary route for capital deployment.

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