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Redwood Wealth Management
Redwood Wealth Management is an SEC-registered investment adviser in SANTA MONICA, CA, registered since 2020. The firm manages approximately $837 million in...
Redwood Wealth Management
Redwood Wealth Management is an SEC-registered investment adviser in SANTA MONICA, CA, registered since 2020. The firm manages approximately $837 million in assets. It has 3 employees and 3 investment advisers.
General information
Firm type
Bank / Wealth / Trust
Year founded
2013
Location
Region
North America
Country
United States
City
Santa Monica
Corporate office
Alpharetta, GA, United States
Sector focus
Frequently asked questions
Is Redwood Wealth Management a fiduciary?
As an SEC or state-registered registered investment advisor (RIA), Redwood operates under the Investment Advisers Act of 1940, which imposes a fiduciary duty. This means the firm is legally obligated to act in its clients' best interests, disclose conflicts of interest, and cannot place its own revenue or product commissions ahead of client outcomes — a higher standard than the suitability requirement governing broker-dealers.
What distinguishes Redwood's operating structure from a wirehouse advisor?
Unlike wirehouse advisors employed by large broker-dealers such as Merrill Lynch, Morgan Stanley, or UBS, an independent RIA like Redwood owns its own firm, selects its own custodian and technology stack, and operates free of proprietary product mandates. The trade-off for independence includes full responsibility for compliance, technology, and operations — functions a wirehouse provides centrally.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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