Regents Park Funds

Regents Park operates as a turnkey mutual fund and ETF sponsor, structuring '40 Act vehicles for third-party portfolio managers. The firm handles fund formation, board oversight, compliance, and distribution. The investment management itself is performed by unaffiliated sub-advisors. This model allows external managers to launch regulated funds without building their own operational infrastructure.

No. Regents Park is a fund sponsor and administrator, not a direct asset manager. Each fund is sub-advised by an external investment manager that makes all portfolio decisions. Regents Park's role is to provide the legal, compliance, and distribution framework that wraps those strategies into publicly offered funds.

Distribution is primarily through financial intermediaries, including broker-dealers, registered investment advisors, and institutional platforms. The firm relies on its own wholesaling and platform access to place its sub-advised funds onto the shelves where financial advisors and allocators can access them. Specific platform relationships are typically disclosed in each fund's prospectus.

Regents Park enters into sub-advisory agreements where the external manager provides day-to-day portfolio management for a specific fund within the trust. Regents Park retains fiduciary oversight as the fund's sponsor and board-reporting entity. The sub-advisor is compensated from the management fee, while Regents Park earns revenue for its operational and distribution services.

Regents Park competes within the turnkey fund-sponsor space alongside firms like Northern Lights Fund Trust, Ultimus Fund Solutions, and Quasar Distributors — entities that allow boutique asset managers to launch '40 Act products without stand-alone fund boards. The competitive edge in this segment typically depends on distribution reach, legal speed-to-market, and cost structure for sub-advisors.