Roffman Miller Associates

David Roffman, the firm's founder, is the named principal and primary decision-maker. No public record identifies a separate chief investment officer, investment committee, or external sub-advisor structure. The firm's ADV filings and public disclosures consistently list Roffman as the central figure in both firm management and portfolio construction.

The firm constructs concentrated portfolios of publicly traded equities and fixed-income securities. Its stated approach relies on bottom-up fundamental research rather than sector rotation or macro calls. No records indicate allocations to private equity, venture capital, hedge funds, real assets, or alternative strategies — the mandate appears limited to long-only liquid markets.

No. Roffman Miller is structured as a registered investment advisor serving external clients — individuals, families, and institutions — rather than a single-family office managing one family's wealth. It is not classified as a multi-family office, nor does it provide the concierge, estate-planning, or tax-preparation services typical of that category.

The firm uses separately managed accounts rather than operating proprietary mutual funds or ETFs. This structure allows customization for tax sensitivity and client-specific restrictions — a common architecture for boutique RIAs that prize client-level tailoring over product-distribution scale.

The firm has not disclosed assets under management in regulatory filings that cross the threshold for broad publication, nor has it released AUM figures through press releases or marketing materials. Many closely held RIAs of this scale are not required to publicly report AUM unless they meet specific SEC thresholds that trigger Form ADV Part 1 public disclosure requirements.