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Smith Securities
We exist to empower humanity to create freedom and abundance. We know how confusing it can be to know who’s telling you the truth about investing.
Smith Securities
We exist to empower humanity to create freedom and abundance. We know how confusing it can be to know who’s telling you the truth about investing. We believe in what we’re doing. That’s why we will only do for you what we have done for ourselves and our families. We’ve partnered with Matson Money, the premier investor coaching company. Matson Money is family owned and relies on extensive scholarship and Nobel Prize winning investing science to construct a portfolio that is whole, rather than a long list of stocks and bonds.
General information
Firm type
Asset Manager
Location
Region
North America
Country
United States
Frequently asked questions
What regulatory oversight applies to Smith Securities?
Smith Securities is regulated by the SEC and is a FINRA member, per public BrokerCheck records. Both bodies impose rules around net capital maintenance, anti-money laundering procedures, transaction reporting, and supervisory controls, creating a distinct compliance profile compared to exempt family offices.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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