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South Ocean Management
South Ocean Management is an SEC-registered investment adviser in Wanchai, registered since 1992. The firm manages $13 million in assets, $12 million on a...
South Ocean Management
South Ocean Management is an SEC-registered investment adviser in Wanchai, registered since 1992. The firm manages $13 million in assets, $12 million on a discretionary basis. It has 4 employees and 3 investment advisers.
General information
Firm type
Asset Manager
Year founded
1992
Location
Region
North America
Country
China
City
Wanchai
Corporate office
Central, Hong Kong, China
Additional offices
Miami · New York · London · Wan Chai · Torino · Dallas
Sector focus
Frequently asked questions
Who runs investment decisions at South Ocean Management?
South Ocean Management does not publicly name its investment principals or portfolio managers. The firm's website describes a team-based approach focused on fundamental analysis and direct company engagement.
How does South Ocean Management source proprietary deal flow?
The firm identifies investment opportunities by researching analyst reports and conducting routine visits with management of portfolio companies. Its Hong Kong base provides on-the-ground knowledge of current events, which the firm says often differs from Western media interpretations.
Is South Ocean Management structured as a family office or an asset manager?
South Ocean Management operates as an asset manager, managing segregated accounts for US clients and acting as fund manager to a Delaware Limited Partnership fund. It does not publicly identify as a family office.
Does South Ocean Management participate in fund commitments or only direct deals?
South Ocean Management invests directly in publicly listed Hong Kong stocks, not through external fund commitments. It manages both separately managed accounts and a fund vehicle for its clients.
What investment stages does South Ocean Management typically target?
The firm targets small- and mid-cap companies listed on the Hong Kong Stock Exchange, with an emphasis on firms whose earnings are geared toward growth in China. This is a public-equity, long-only strategy.
Which sectors does South Ocean Management explicitly avoid?
The firm does not publicly disclose any explicit sector exclusions. Its stated focus is on small- and mid-cap Hong Kong-listed companies with China-related earnings growth.
Where does the underlying wealth come from?
South Ocean Management does not publicly disclose the source of wealth for its client base. The firm is an asset manager rather than a family office, serving US clients and investors in its fund vehicle.
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