Bank / Wealth / TrustRIA · CRD 285349SEC-Registered

Updated:

Tempus Wealth Planning

Tempus Wealth Planning is an SEC-registered investment adviser in Irvine, CA, registered since 2016. The firm manages $699 million in assets, $669 million on a...

Tempus Wealth Planning logo

Tempus Wealth Planning

Tempus Wealth Planning is an SEC-registered investment adviser in Irvine, CA, registered since 2016. The firm manages $699 million in assets, $669 million on a discretionary basis. It has 9 employees and 9 investment advisers.

General information

Firm type

Bank / Wealth / Trust

Year founded

2016

Location

Region

North America

Country

United States

City

Irvine

Corporate office

Irvine, CA, United States

Sector focus

Wealth Management

Frequently asked questions

How is the firm regulated?

Tempus Wealth Planning is subject to regulation by the U.S. Securities and Exchange Commission or a state securities regulator, depending on its regulatory assets under management. RIAs are bound by a fiduciary duty to their clients under the Investment Advisers Act, meaning they must place client interests ahead of their own — a legal standard distinct from the suitability standard historically applied to broker-dealers.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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