Asset ManagerRIA · CRD 8174SEC-Registered

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UBS Financial Services

UBS Financial Services traces its modern structure to the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation, which created UBS AG.

UBS Financial Services

UBS Financial Services traces its modern structure to the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation, which created UBS AG. The firm serves as the primary distribution channel for UBS Group's investment products, including its Global Wealth Management division, and holds a dominant position in managing assets for ultra-high-net-worth families and institutions worldwide. The firm allocates capital across private credit, infrastructure, real estate, and hedge funds, with increasing emphasis on direct investments and co-investments alongside external sponsors. Confirmed positions include participation in infrastructure deals and real-asset financing through UBS Asset Management. Geographically, it covers all major regions with a concentration in the Americas, Europe, and Asia-Pacific. UBS Financial Services operates out of at least eight global offices, including Amsterdam, New York, London, and Singapore. The firm does not disclose its own AUM separately from UBS Group's consolidated figures. July 2024: UBS completed the legal integration of Credit Suisse's wealth management business in Switzerland, absorbing $1.4 trillion in client assets and expanding its global advisory platform. Unlike standalone family offices or boutiques, UBS Financial Services is a division of a publicly traded bank, governed by banking regulators. This structure offers clients access to the bank's balance sheet, research, and product manufacturing capabilities.

Website
ubs.com

General information

Firm type

Asset Manager

Year founded

AUM

Undisclosed

Location

Region

Europe

Country

Switzerland

City

Zürich

Corporate office

Zürich, Switzerland

Additional offices

Amsterdam · New York · London · Palm Beach · Singapore · São Paulo · Tokyo · San Francisco

Sector focus

Private CreditInfrastructureReal EstateHedge FundsSecondaries & Special Situations

Frequently asked questions

Who runs investment decisions at UBS Financial Services?

Investment decisions at UBS Financial Services are executed by the firm's regional investment committees and led by the Chief Investment Officer of UBS Global Wealth Management, who oversees asset allocation and product selection.

How does UBS Financial Services source proprietary deal flow?

UBS sources deals through its corporate and institutional banking relationships, its global network of UHNW clients, and via its asset management division, which co-invests alongside external sponsors.

Is UBS Financial Services structured as a single family office?

No. UBS Financial Services is a division of the publicly traded UBS Group AG, operating as a commercial bank and wealth manager. It serves multiple family offices and institutions.

Does UBS Financial Services participate in fund commitments or only direct deals?

The firm uses both. It allocates capital to a range of private funds, including private credit and infrastructure funds, while also pursuing direct co-investments through UBS Asset Management.

What investment stages does UBS Financial Services typically target?

UBS Financial Services targets late-stage private equity, infrastructure, real estate, and credit opportunities, with a focus on stabilized assets, senior debt, and secondary transactions.

Which sectors does UBS Financial Services explicitly avoid?

The firm does not publicly disclose any explicit sector exclusions. Its mandate focuses on income-generating assets and capital preservation, avoiding early-stage venture and high-growth technology bets.

Where does the underlying wealth come from?

Wealth originates from UBS's global client base, including entrepreneurs, corporate executives, and inheritors, primarily from Europe, the Americas, and Asia. The bank does not attribute wealth to a single family or source.

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