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Walstad Investment Counsel
WALSTAD INVESTMENT COUNSEL, INC. is an SEC-registered investment adviser in SANTA BARBARA, CA. The firm manages approximately $80 million in regulatory assets.
Walstad Investment Counsel
WALSTAD INVESTMENT COUNSEL, INC. is an SEC-registered investment adviser in SANTA BARBARA, CA. The firm manages approximately $80 million in regulatory assets. It has 1 employee and 1 investment adviser.
General information
Firm type
Asset Manager
Location
Region
North America
Country
United States
Frequently asked questions
Does the firm use mutual funds, ETFs, or alternative investments?
Walstad Investment Counsel constructs portfolios from individual securities rather than packaged products. In fixed income, the firm buys individual bonds — often in laddered maturity structures — rather than bond funds, giving it direct control over credit quality and duration. The firm does not use leverage, derivatives, hedge funds, private equity, or other alternative asset classes in its core strategies.
How is Walstad Investment Counsel compensated?
The firm earns only advisory fees based on assets under management, with no commissions, revenue sharing, or product-based compensation. This fee-only structure eliminates the conflict of interest inherent in commission-driven models. Fee schedules are disclosed in the firm's Form ADV Part 2A and negotiated individually with each client.
Where does Walstad Investment Counsel custody client assets?
The firm does not take physical custody of client assets. All securities are held at unaffiliated third-party custodians, separating the advisory function from asset safekeeping. Clients receive independent account statements directly from the custodian, providing a check against the firm's performance reporting.
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