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Weigel Fiduciary Asset Management
Weigel Fiduciary Asset Management was founded in 2020 and operates from New York, New York. The firm registered with the SEC as an investment adviser,...
Weigel Fiduciary Asset Management
Weigel Fiduciary Asset Management was founded in 2020 and operates from New York, New York. The firm registered with the SEC as an investment adviser, providing financial planning, retirement planning, and portfolio management services to individuals, high-net-worth individuals, trusts, estates, and businesses. Its formation coincided with a wave of breakaway advisors establishing independent fiduciary practices, a structural shift in US wealth management. The firm's advisory services span asset allocation, investment selection, and ongoing portfolio monitoring, delivered on a discretionary and non-discretionary basis. Weigel Fiduciary Asset Management constructs client portfolios using individual equities, fixed-income securities, mutual funds, and ETFs. The firm charges asset-based fees, fixed fees, and hourly consulting fees, a model aligned with the fiduciary standard that requires it to place client interests ahead of its own. Weigel Fiduciary Asset Management serves a client base concentrated in the New York metropolitan area. As an SEC-registered investment adviser, the firm files Form ADV disclosures detailing its fee schedules, assets under management, and disciplinary history, though it does not publicly promote AUM figures. The firm's regulatory filings remain the principal source of verifiable operational detail, consistent with privately held advisory practices of its size. As a boutique RIA without institutional scale or a distinct sourcing advantage, the firm's structural differentiator is its fiduciary obligation — a legal requirement that differentiates RIAs from broker-dealers. The firm operates without proprietary products, eliminating the conflicts inherent in selling in-house funds or receiving third-party compensation. This compliance posture is the defining architecture of small fiduciary shops competing against wirehouses and insurance-affiliated advisers.
General information
Firm type
Bank / Wealth / Trust
Year founded
2020
AUM
Undisclosed
Location
Region
North America
Country
United States
City
New York
Corporate office
New York, NY, United States
Frequently asked questions
How does Weigel Fiduciary Asset Management charge for its services?
The firm charges asset-based fees calculated as a percentage of client assets under management, fixed fees for specific services, and hourly consulting fees. This multi-structure approach is disclosed in its SEC Form ADV Part 2A filing. The absence of commission-based compensation aligns with its fiduciary obligation to eliminate compensation-driven conflicts.
Is Weigel Fiduciary Asset Management a fiduciary?
Yes. As an SEC-registered investment adviser, the firm is legally bound by the Investment Advisers Act of 1940 to act as a fiduciary to its clients. This means it must provide advice that is in the client's best interest, disclose material conflicts of interest, and avoid self-dealing in portfolio transactions.
What types of clients does the firm serve?
The firm's client base includes individuals, high-net-worth individuals, trusts, estates, and business entities. Its New York headquarters positions it to serve a concentrated local clientele, typical of boutique RIAs that build practices through professional networks and referrals rather than national marketing.
Does Weigel Fiduciary Asset Management offer proprietary investment products?
No. The firm constructs portfolios using individual equities, bonds, mutual funds, and ETFs selected from the open market. Operating without proprietary products removes the incentive to favor in-house strategies, a structural advantage RIAs have over bank- or insurance-owned advisory platforms.
Who runs Weigel Fiduciary Asset Management?
The firm's SEC filings identify its ownership and control persons, though specific individual names have not been publicly promoted outside regulatory submissions. For boutique RIAs of this scale, the founder typically serves as chief compliance officer and lead advisor, a dual role common in firms managing under $100 million.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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